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PREFORMULATION STUDY:
FOR SOLIDS
Presented By:-
Mr. BHANDARI UMESH M.
1st yr M - Pharm.
Department of Pharmaceutics.
RCPIPER, SHIPUR
1
CONTENTS
 INTRODUCTION
 OBJECTIVES
 PREFORMULATION STUDIES
 PHYSICOCHEMICAL
CHARACTERISATIONS
 ANALYTICAL MEASURES
 CONCLUSION
 REFERENCES
24/21/2016
INTRODUCTION
3
Preformulation testing is the first step in the rational development of dosage
forms.
If an organic compound shows sufficient desirable pharmacological activity,
next step is to incorporate the compound in dosage form.
Preformulation may be defined as phase of research and development
where the preformulation scientific charecterises the physical, chemical ,
mechanical and medicinal properties of a new drug subject to in order to
develop ,safer , and effective dosage form.
4/21/2016
OBJECTIVES
4
 To develop the most stable , safe and effective dosage form
with maximum bioavailability.
 To confirms absence of barrier for the development of
compound into safe and marketable drug
 To study the physicochemical characterization of drug
 To select the most suitable excipients.
 Establish its compatibility with common excipients
4/21/2016
4/21/2016 5
WHY PREFORMULATION IS IMPORTANT ?
5
It describes the process of optimizing the delivery of drug
thorough determination of physical, chemical properties of new
drug molecule that affect drug performance and development of
an efficacious stable and safe dosage form.
Preformulation studies on a new drug molecule provide useful
information for subsequent formulation of a physicochemically
stable and Biopharmaceutically suitable dosage form.
1. BULK CHARACTERIZATION :
Bulk properties of the solid form such as crystallinity,
polymorphism, particle size, powder flow property, and surface
characteristics are likely to change during process development.
Crystallinity
The crystal habit and internal structure of drug can affect the
bulk and physicochemical properties, but sometime same internal
structure but different habit.
Compounds have several different habits ( platy, equant,
needle, bladed, and prismic etc.)
eg. Novobiosin (antibiotic)
6
PHYSICOCHEMICAL PROPERTIES
4/21/2016
POLYMORPHISM
When a substance exist in more than one crystaline species with a
different internal structure thus various forms called as
polymorphism
Formation of different polymorphs depends on solvents,
temperature, pressure, rate of cooling, etc.
Polymorphic transitions can also occur during milling, granulating,
drying and compressing operations
Two types of polymer
• Enantiotropic eg. Sulphur
• Monotropic eg. Glyceryl sterate
74/21/2016
Pseudo-polymorphism
8
 The molecular complex is incorporated in crystallizing
solvents molecules, at specific site with in crystaline lattice
and has steriometric number of solvent molecule complex
 Two types
• Hydrates incorporated solvent is water
• Solvates incorporated solvent other than water
4/21/2016
Particle size
Study of particle size give an information about solubility,
dissolution rate, absorption etc.
Smaller the particle size and greater surface area and faster the
dissolution rate better will be the absorption rate and get higher
bioavability of drug
eg.
1. Hydrophilic drug : Griseofulvin and spironolactone
2. Hydrophobic drug : Aspirin
94/21/2016
10
Powder flow property
The flow properties of a powder will determine the
nature and quantity of excipients needed to prepare a
compressed or a powder dosage form.
Most flow property significantly affected by change in
partical size, density, shape , electrostatic charge and
adsorbed moisture.
Flow property of powder is not good then weight
variation hardness and thickness variation occur
Method for measurement of flow property
•Angle of repose
•Bulk density
4/21/2016
ANGLE OF REPOSE
11
Angle of repose Flow property
<20
20-30
30-34
>40
Excellent
Good
Passable
Very poor
4/21/2016
Angle of repose of the granules was determined by the
height cone method.
A funnel was fixed to a desired height and granules
were filled in it. They were allowed to flow down on a
graph paper fixed on a horizontal surface’
4/21/2016 12
Bulk density
Carr’s index = ( tapped density – poured density)
poured density
Hausner’s Ratio = tapped density
poured density
A. Carr’s Index :
B. Hausner’s Ratio :
X 100
X 100
13
HYGROSCOPICITY
Many pharmaceutical materials have the tendency to adsorb
atmospheric moisture (specially water soluble salt ) they
called as hygroscopic and this phenomenon know as
hygroscopicity
Hygroscopicity determine by
 Thermo gravimetric analysis
 Gas chromatography
 Karl Fischer titration
4/21/2016
1. INTRINSIC SOLUBILITY
It is equilibrium solubility of the free acids or free bases form
of an ionisable compound at a pH where it fully unionised
Orally administered drug must dissolve in the aqueous fluid
of the GIT prior to absorption.
Solubility can be improved by addition of cosolvents.
It can be determine by adding excess amount of drug to fixed
volume of a solvent till saturation , and then filter then
determine the concentration of drug
14
SOLUBILITY ANALYSIS
4/21/2016
2. Drug pKa / Ionization at physiological pH
pKa is the dissociation constant of a drug.
The nonionized substances is lipid soluble thus dissolve in lipid
material of the membrane and transported by passive diffusion.
Where as, the ionized substances is a lipid insoluble therefore
permeation is slow.
154/21/2016
The percentage of ionization can be calculated by
Henderson Hasselbalch equation …
For Acidic compounds:
For Basic compounds:
Degree of ionization depends up on the pH.
for acidic drugs pKa ranges from 3-7.5.
for basic drugs pKa ranges from 7-11.
pH = pKa + log(unionized drug/ionized drug)
pH = pKa + log(ionized drug/unionized drug)
164/21/2016
3. PARTITION COEFFICIENT
Partition coefficient is a ratio of equilibrium
concentration of drug in oil phase to equilibrium
concentration of drug in aqueous phase .
where,
Co-organic phase concentration
Cw-aqueous phase concentration
It useful for the measuring liphophilic charecter of drug.
K=Co/Cw
174/21/2016
18
• Eg. n- octanol
• Chloroform
• Ether etc.
 various organic solvents used
4. SOLUBILITY ENHANCEMENT
solubility of poorly water soluble drug can be
enhanced by one of the following method.
• Co-solvency eg. Ethanol, PEG, glycerin
• Solubilisation eg. Tween, SLS
4/21/2016
19
5. DISSOLUTION
To know the gastrointestinal absorption & other
physicochemical properties.
The intrinsic dissolution rate is determined by the rotating disc
method.
The dissolution rate is described by Noyes-Whiteny equation.
=
4/21/2016
dc DA
dt = h (Cs – C)
DRUG STABILITY
In this study includes both solutions and solid-state
experiments under various conditions for handling, formulation,
storage, and in vivo administration.
Stability is important part of drug development program
Acid sensitive drugs protected from highly acidic
environment of the stomach by coating it with
suitable polymers.
Solid phase stability depends on several factors like
temperature, pH, humidity, hydrolysis, oxidation, etc…
STABILITYANALYSIS
204/21/2016
COMPATIBILITY
Compatibility test play a very important role in the
preformulation studies of oral dosage forms.
Problems arise because of the interaction with other
drug substances and with preservatives, stabilizers, dyes,
and flavors.
It is important for the formulator of a new drug
substance to know with which excipients he can work and
which he cannot.
214/21/2016
4/21/2016 224/21/2016 22
DRUG- EXCIPIENT COMPATIBILITY STUDY
ANALYTICAL MEASURES
Various analytical techniques are available for the
investigation of the physicochemical properties and
determination of impurity of new drug molecules.
These includes:
1. Microscopy
2. Spectroscopy
3. Chromatography
4. Thermal method
234/21/2016
A. MICROSCOPY
In this technique substances are examined under the
microscope. It gives information about shape, thickness,
particle size, etc. of drug molecules.
By this method we can study crystal morphology,
difference between polymorphic character of molecule.
Following microscopic tech
Electron microscope
Optical microscope
SEM
TEM
244/21/2016
B. SPECTROSCOPY
1.UV and Visible Spectrophotometry
When organic molecules in solution, or as liquid, are
exposed to light in the visible and ultraviolet light regions of
spectrum, they absorb light of particular wavelengths depending
on the type of electronic transition that is associated with the
absorption.
The electronic transitions depends on the electron
bonding with in the molecule.
Detection of impurity.
UV study of compounds gives information regarding
unsaturation of compounds.
254/21/2016
2. IR Spectroscopy
The study of the interaction of electromagnetic radiation with
vibrational and rotational resonances within a molecular structure
is termed as IR Spectroscopy.
Gives an information regarding functional group present in
new drug molecule.
FT-IR use for both qualitative and quantitative analysis of
sample.
IR has the ability to differentiate isomers groups such as Cis-
trans double bond compound.
264/21/2016
3. X-RAY DIFFRACTION
When a beam of non homogenous x-rays is allowed to pass through
a sample the x-ray beam is diffracted & it is recorded by means of
photographic plates .
Single Crystal X-ray provides the most complete information about the
solid state.
It is used to differentiate the amophous and crystalline forms.
This method is tedious, time consuming & hence unsuitable for routine
use.
274/21/2016
C. CHROMATOGRAPHY
In the preformulation studies, chromatographic
techniques such as
• TLC
• HPTLC
• HPLC
• GC
• FLASH CHROMATOGRAPH
The major advantages are direct analysis of aqueous
samples, high sensitivity, and specific determination of
drug concentration, separation of drug from impurities
or degradation products.
284/21/2016
29
Analytical data from TLC may be required to
precisely determine the kinetics of decomposition.
HPLC and GC are useful for solubility measurements.
GC has strong separation power.
4/21/2016
D. THERMAL ANALYSIS
In the preformulation studies, Thermal analysis
techniques such AS
• DTA
• DSC
• TGA
These following method are particularly useful in
preformulation studies including purity, polymorphism,
solvation, degradation, and excipient compatibility.
It measures physical or chemical changes of drug
molecule
304/21/2016
CONCLUSION
Preformulation studies on a new drug molecule provide useful
information for subsequent formulation of a Physicochemically
stable and Biopharmaceutically suitable dosage form.
Thorough Preformulation work is the foundation of developing
effective and economical formulations.
314/21/2016
32
1) Leon Lachman, Herbert A.L, The theory and practice of
industrial pharmacy, special Indian edition 2009: CBS
publishers and distributors. Pg no.. 171- 196
2) Banker GS, Rhodes CT., Modern pharmaceutics, 4th ed. New
York: Marcel Dekker; 2002. p.167-184
3) Alfred Martin., Physical pharmacy. 4th ed. New York:
Lippincott Williams & Wilkins; 2001. p. 77-100
4) Michael E. Aulton, Aulton’s pharmaceutics, 3rd ed Elsevier
Ltd 2007, page no. 336-370
REFERENCES
4/21/2016
33
5) D.A. Skoog, F.J Holler, S.R. Crouch, Instrumental analysis
Indian edition New Delhi, 2011, page no.191,836,865-
867,893-896,976-988
6) A.H. Nathani, Ready retrive, Pharmaceutical formulation,
1st ed Carrier publication Nashik, page no. 1-22
7) Chatwal G.R, Anand S.K, Instrumental method of chemical
analysis, 5th ed Himalaya publication, Mumbai 2013, page
no. 2.177,
4/21/2016
344/21/2016
Thank you
344/21/2016
Thank you
Email. : umesh.m.b143@gmail.com

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  • 1. PREFORMULATION STUDY: FOR SOLIDS Presented By:- Mr. BHANDARI UMESH M. 1st yr M - Pharm. Department of Pharmaceutics. RCPIPER, SHIPUR 1
  • 2. CONTENTS  INTRODUCTION  OBJECTIVES  PREFORMULATION STUDIES  PHYSICOCHEMICAL CHARACTERISATIONS  ANALYTICAL MEASURES  CONCLUSION  REFERENCES 24/21/2016
  • 3. INTRODUCTION 3 Preformulation testing is the first step in the rational development of dosage forms. If an organic compound shows sufficient desirable pharmacological activity, next step is to incorporate the compound in dosage form. Preformulation may be defined as phase of research and development where the preformulation scientific charecterises the physical, chemical , mechanical and medicinal properties of a new drug subject to in order to develop ,safer , and effective dosage form. 4/21/2016
  • 4. OBJECTIVES 4  To develop the most stable , safe and effective dosage form with maximum bioavailability.  To confirms absence of barrier for the development of compound into safe and marketable drug  To study the physicochemical characterization of drug  To select the most suitable excipients.  Establish its compatibility with common excipients 4/21/2016
  • 5. 4/21/2016 5 WHY PREFORMULATION IS IMPORTANT ? 5 It describes the process of optimizing the delivery of drug thorough determination of physical, chemical properties of new drug molecule that affect drug performance and development of an efficacious stable and safe dosage form. Preformulation studies on a new drug molecule provide useful information for subsequent formulation of a physicochemically stable and Biopharmaceutically suitable dosage form.
  • 6. 1. BULK CHARACTERIZATION : Bulk properties of the solid form such as crystallinity, polymorphism, particle size, powder flow property, and surface characteristics are likely to change during process development. Crystallinity The crystal habit and internal structure of drug can affect the bulk and physicochemical properties, but sometime same internal structure but different habit. Compounds have several different habits ( platy, equant, needle, bladed, and prismic etc.) eg. Novobiosin (antibiotic) 6 PHYSICOCHEMICAL PROPERTIES 4/21/2016
  • 7. POLYMORPHISM When a substance exist in more than one crystaline species with a different internal structure thus various forms called as polymorphism Formation of different polymorphs depends on solvents, temperature, pressure, rate of cooling, etc. Polymorphic transitions can also occur during milling, granulating, drying and compressing operations Two types of polymer • Enantiotropic eg. Sulphur • Monotropic eg. Glyceryl sterate 74/21/2016
  • 8. Pseudo-polymorphism 8  The molecular complex is incorporated in crystallizing solvents molecules, at specific site with in crystaline lattice and has steriometric number of solvent molecule complex  Two types • Hydrates incorporated solvent is water • Solvates incorporated solvent other than water 4/21/2016
  • 9. Particle size Study of particle size give an information about solubility, dissolution rate, absorption etc. Smaller the particle size and greater surface area and faster the dissolution rate better will be the absorption rate and get higher bioavability of drug eg. 1. Hydrophilic drug : Griseofulvin and spironolactone 2. Hydrophobic drug : Aspirin 94/21/2016
  • 10. 10 Powder flow property The flow properties of a powder will determine the nature and quantity of excipients needed to prepare a compressed or a powder dosage form. Most flow property significantly affected by change in partical size, density, shape , electrostatic charge and adsorbed moisture. Flow property of powder is not good then weight variation hardness and thickness variation occur Method for measurement of flow property •Angle of repose •Bulk density 4/21/2016
  • 11. ANGLE OF REPOSE 11 Angle of repose Flow property <20 20-30 30-34 >40 Excellent Good Passable Very poor 4/21/2016 Angle of repose of the granules was determined by the height cone method. A funnel was fixed to a desired height and granules were filled in it. They were allowed to flow down on a graph paper fixed on a horizontal surface’
  • 12. 4/21/2016 12 Bulk density Carr’s index = ( tapped density – poured density) poured density Hausner’s Ratio = tapped density poured density A. Carr’s Index : B. Hausner’s Ratio : X 100 X 100
  • 13. 13 HYGROSCOPICITY Many pharmaceutical materials have the tendency to adsorb atmospheric moisture (specially water soluble salt ) they called as hygroscopic and this phenomenon know as hygroscopicity Hygroscopicity determine by  Thermo gravimetric analysis  Gas chromatography  Karl Fischer titration 4/21/2016
  • 14. 1. INTRINSIC SOLUBILITY It is equilibrium solubility of the free acids or free bases form of an ionisable compound at a pH where it fully unionised Orally administered drug must dissolve in the aqueous fluid of the GIT prior to absorption. Solubility can be improved by addition of cosolvents. It can be determine by adding excess amount of drug to fixed volume of a solvent till saturation , and then filter then determine the concentration of drug 14 SOLUBILITY ANALYSIS 4/21/2016
  • 15. 2. Drug pKa / Ionization at physiological pH pKa is the dissociation constant of a drug. The nonionized substances is lipid soluble thus dissolve in lipid material of the membrane and transported by passive diffusion. Where as, the ionized substances is a lipid insoluble therefore permeation is slow. 154/21/2016
  • 16. The percentage of ionization can be calculated by Henderson Hasselbalch equation … For Acidic compounds: For Basic compounds: Degree of ionization depends up on the pH. for acidic drugs pKa ranges from 3-7.5. for basic drugs pKa ranges from 7-11. pH = pKa + log(unionized drug/ionized drug) pH = pKa + log(ionized drug/unionized drug) 164/21/2016
  • 17. 3. PARTITION COEFFICIENT Partition coefficient is a ratio of equilibrium concentration of drug in oil phase to equilibrium concentration of drug in aqueous phase . where, Co-organic phase concentration Cw-aqueous phase concentration It useful for the measuring liphophilic charecter of drug. K=Co/Cw 174/21/2016
  • 18. 18 • Eg. n- octanol • Chloroform • Ether etc.  various organic solvents used 4. SOLUBILITY ENHANCEMENT solubility of poorly water soluble drug can be enhanced by one of the following method. • Co-solvency eg. Ethanol, PEG, glycerin • Solubilisation eg. Tween, SLS 4/21/2016
  • 19. 19 5. DISSOLUTION To know the gastrointestinal absorption & other physicochemical properties. The intrinsic dissolution rate is determined by the rotating disc method. The dissolution rate is described by Noyes-Whiteny equation. = 4/21/2016 dc DA dt = h (Cs – C)
  • 20. DRUG STABILITY In this study includes both solutions and solid-state experiments under various conditions for handling, formulation, storage, and in vivo administration. Stability is important part of drug development program Acid sensitive drugs protected from highly acidic environment of the stomach by coating it with suitable polymers. Solid phase stability depends on several factors like temperature, pH, humidity, hydrolysis, oxidation, etc… STABILITYANALYSIS 204/21/2016
  • 21. COMPATIBILITY Compatibility test play a very important role in the preformulation studies of oral dosage forms. Problems arise because of the interaction with other drug substances and with preservatives, stabilizers, dyes, and flavors. It is important for the formulator of a new drug substance to know with which excipients he can work and which he cannot. 214/21/2016
  • 22. 4/21/2016 224/21/2016 22 DRUG- EXCIPIENT COMPATIBILITY STUDY
  • 23. ANALYTICAL MEASURES Various analytical techniques are available for the investigation of the physicochemical properties and determination of impurity of new drug molecules. These includes: 1. Microscopy 2. Spectroscopy 3. Chromatography 4. Thermal method 234/21/2016
  • 24. A. MICROSCOPY In this technique substances are examined under the microscope. It gives information about shape, thickness, particle size, etc. of drug molecules. By this method we can study crystal morphology, difference between polymorphic character of molecule. Following microscopic tech Electron microscope Optical microscope SEM TEM 244/21/2016
  • 25. B. SPECTROSCOPY 1.UV and Visible Spectrophotometry When organic molecules in solution, or as liquid, are exposed to light in the visible and ultraviolet light regions of spectrum, they absorb light of particular wavelengths depending on the type of electronic transition that is associated with the absorption. The electronic transitions depends on the electron bonding with in the molecule. Detection of impurity. UV study of compounds gives information regarding unsaturation of compounds. 254/21/2016
  • 26. 2. IR Spectroscopy The study of the interaction of electromagnetic radiation with vibrational and rotational resonances within a molecular structure is termed as IR Spectroscopy. Gives an information regarding functional group present in new drug molecule. FT-IR use for both qualitative and quantitative analysis of sample. IR has the ability to differentiate isomers groups such as Cis- trans double bond compound. 264/21/2016
  • 27. 3. X-RAY DIFFRACTION When a beam of non homogenous x-rays is allowed to pass through a sample the x-ray beam is diffracted & it is recorded by means of photographic plates . Single Crystal X-ray provides the most complete information about the solid state. It is used to differentiate the amophous and crystalline forms. This method is tedious, time consuming & hence unsuitable for routine use. 274/21/2016
  • 28. C. CHROMATOGRAPHY In the preformulation studies, chromatographic techniques such as • TLC • HPTLC • HPLC • GC • FLASH CHROMATOGRAPH The major advantages are direct analysis of aqueous samples, high sensitivity, and specific determination of drug concentration, separation of drug from impurities or degradation products. 284/21/2016
  • 29. 29 Analytical data from TLC may be required to precisely determine the kinetics of decomposition. HPLC and GC are useful for solubility measurements. GC has strong separation power. 4/21/2016
  • 30. D. THERMAL ANALYSIS In the preformulation studies, Thermal analysis techniques such AS • DTA • DSC • TGA These following method are particularly useful in preformulation studies including purity, polymorphism, solvation, degradation, and excipient compatibility. It measures physical or chemical changes of drug molecule 304/21/2016
  • 31. CONCLUSION Preformulation studies on a new drug molecule provide useful information for subsequent formulation of a Physicochemically stable and Biopharmaceutically suitable dosage form. Thorough Preformulation work is the foundation of developing effective and economical formulations. 314/21/2016
  • 32. 32 1) Leon Lachman, Herbert A.L, The theory and practice of industrial pharmacy, special Indian edition 2009: CBS publishers and distributors. Pg no.. 171- 196 2) Banker GS, Rhodes CT., Modern pharmaceutics, 4th ed. New York: Marcel Dekker; 2002. p.167-184 3) Alfred Martin., Physical pharmacy. 4th ed. New York: Lippincott Williams & Wilkins; 2001. p. 77-100 4) Michael E. Aulton, Aulton’s pharmaceutics, 3rd ed Elsevier Ltd 2007, page no. 336-370 REFERENCES 4/21/2016
  • 33. 33 5) D.A. Skoog, F.J Holler, S.R. Crouch, Instrumental analysis Indian edition New Delhi, 2011, page no.191,836,865- 867,893-896,976-988 6) A.H. Nathani, Ready retrive, Pharmaceutical formulation, 1st ed Carrier publication Nashik, page no. 1-22 7) Chatwal G.R, Anand S.K, Instrumental method of chemical analysis, 5th ed Himalaya publication, Mumbai 2013, page no. 2.177, 4/21/2016