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Analysing the Smart City
Development in India
(Defining Indicators & Smart City Ratings)
5th International Conference
on
“Architecture, Civil and Environmental
Engineering”
(ACEE - 2014)
Jawaharlal Nehru University, New Delhi
11th and 12th October, 2014
Omkar Parishwad
Architect , Urban Planner-
Business Analyst
•Smart City Concepts
•Evolution
•Definition
•Aim of the Paper- Focus points
•India’s Smart Initiatives
•Phase-wise Development
•Policies and Projects
•ICT and Sustainable Development
•Smart Service delivery areas (ICT enabled)
•Water Supply Services
•Waste Water Services
•Solid Waste Management
•Municipal Services
•Revenue and Management
•Smart City Rating: Factors & Indicators
•Conclusions
Contents
Logo Footer- slide no.
Smart City Concept
Earlier Cities: By-product of Industrialisation..
Today Cities: Nodes for Economic Growth..
Urban Development = Entrepreneurial environment + Quality of life
Smart City = Human and social capital and traditional and modern (ICT) communication
infrastructure fuel sustainable economic development and a high quality of life, with a wise
management of natural resources through participatory governance.
S = Standardizing
M = Monitoring
A = Accounting
R = Rethinking
T = Transforming
Smart City Concept
What is a smartcity?
Mobility
Productivity
Remote sensing
Safety
ICT
Public Transport
Urban Space
Emergency response
Smart metering
Video surveillance
Teleworking
Public management
E-Government
Traffic control
Waste Management
Municipalities
Universities
Hospitals
Transparency
No queues
Public services
Private sectorSustainability
Energy Efficiency R & D
Renewable Energy
Climate Change MonitoringWater management
Disaster response
Smart City Concept
1. Indias’ Smart Urbanisation initiatives.
2. Analysing of major developments related to smart initiative in service
delivery across India.
3. Establishment of elaborate sections for parameterising Smart City
development, particular to Indian standards.
4. Deliberations or concise comparison of smart city development on Global
scenario.
5. Basing the conclusions on general line of action for Smart Urban Planning.
Analysing the Smart City Development in
India
(Defining Indicators & Smart City Ratings)
India's SMART
initiatives..
Phase-wise evolution of good to Smart Indian Cities;
Smart City Development;
• Social Capital: Infrastructure and wired connectivity for
information sharing (ICT)
• Human Capital: Community intelligence, creating a competitive
environment for business led urban development.
• Participatory Governance: Inclusive approach towards
sustainable cities.
India's SMART
initiatives..
Jawaharlal Nehru National Urban Renewal Mission
(JnNURM 1)
B&D certification Property tax
Payroll and personnel e-procurement
Building plan approval Water and utility payments
SWM Grievance system
Trade licenses Project and ward works.
National Mission Mode Project (NMMP): e-Gov
guidelines were set for leading ICT enabled
development. Large scale investments in the
urban sector were initiated.
For improving services, reducing costs, process
time, productivity gains, etc. i.e. bettering urban
governance and service delivery; ICT revolution
had to be capitalized. ICT synergizing with the
emerging technologies is transforming businesses
and societies in a significant way.
Delhi Mumbai Industrial Corridor (DMIC):ongoing
Sustainable
Development
Potential savings from ICT application to energy savings in other sectors
Source: Alcatel-Lucent analysis of GeSI SMART 2020 data.
Cities consume 75% of the worlds energy and produce 80% of its greenhouse gas
emissions. The vast majority of this comes from the burning of gasoline and diesel fuel for
automobiles and trucks, with the remainder committed to the generation of electricity to
heat, cool and light our homes and to run electrical appliances and other technology.
How to manage this use of resources? – ICT based Energy - efficient Solutions!
Energyconsumption
Location &GPS
Vehicle
Personal and
medical devices.
Appliances
Energy efficiency
Energy Savings
+
Low Carbon
Effect
Water Supply Waste water
Solid Waste
Management
Municipal
Services
Revenue &
Management
 Water Quality
Management
 Billing &
Collection
 Grievances
Handling
 Grievance
Handling
 Attendance
Monitoring
 Bin Tracking
System
 Treatment and
Disposal
 Internal
Business
Processing
 Birth & Death
Certificates
 Grievance
Management
 Utility Bills
 Licenses
 Property Tax
 Accounting
System
 Personnel
Management
Source: Report on Indian
Urban Infrastructure and
Services: ASCI, Hyd.
Smart Service delivery areas through ICT for Urban Management ..
India’s Service
Delivery Sector.
Ensuring Urban
Development..
Water efficiency
through SCADA –
PCMC
Smart toilets:
sensor based
community toilets -
Trivandrum
Water Supply
Distribution and monitoring system thru GIS; Hydraulic modeling; Online
water quality monitoring; Sustainable operations- metering and online
billing, etc. are some of the successful systems implemented in Indian
cities which can be listed under smart water supply services.
Waste Water
Integration and automation of water treatment plant and sewerage
systems, Enterprise resource planning (Oracle) system and grievance
management funded under state projects and many local bodies.
Automatic
meter
reading
Mumbai,
Hyderabad
ICT Development
Smart mobility – HTRIMS, Hyderabad; Bangalore
– Bicycle sharing program, Trivandrum
– Bus information system over mobile
Ensuring Urban
Development..
Solid waste
information
system GHMC
Solid Waste Management
Off-site real time monitoring system, GIS and GPS enabled services,
biometric attendance systems for sanitary workers, sensor based
applications for smart solid waste management services.
GPS and GPRS technologies through cell phone images are taken
and stamped with time and location and put in public domain for
scrutiny on real time basis thus improving the SWM service delivery.
Revenue and Management
Municipal e-revenue systems using GIS linked property database,
Tulana: online application for service level benchmarking,, e-tendering,
Dynamic integration of property registration and land records
administration system, Comprehensive Public Works Management
Information and Management system for PWD’s (State level) and
many more advanced applications, catering to the smart service
delivery in this sector.
Public Works
Information and
Management
Services (PWIMS)
in 7 States in India
Municipal Services
Integration of all operations of municipal corporation
through GIS (land based services), Computerised building
plan scrutiny and approvals, Standardized online citizen
administration (GIS based), Traffic information system
initiative and many others as smart governance in Urban
bodies.
Land being the base of all operations for municipal
services, GIS mapping and integration of various databases
was initiated in JnNURM1 for improving the services.
Building Plan scrutiny and Approvals automation on a
comprehensive level and its integration with GIS database
accelerated the pace of development.
Building approval system
– AutoDCR about 50
cities in India
Ensuring Urban
Development..
Integration of services
and governance
Hyderabad
SMART
Indicators
Smart
Economy
Smart
Governance
Smart
People
Smart
Mobility
Smart
Environment
Smart Living
Analysis: Compiled from all references..
Innovative Spirit R&D expenditure in % GDP
Employment Rate in knowledge-intensive sectors
Patent applications per inhabitant
Entrepreneurship Self-employment Rate
New business registered
Productivity GDP per employed person
Flexibility of
labour market
Unemployment Rate
Proportion in part-time employment
International
embeddedness
Air transport of passengers
Air Transport of freight
SMART
Indicators
Smart
Economy
Smart
Governance
Smart People
Smart
Mobility
Smart
Environment
Smart Living
Analysis: Compiled from all references..
Participation in
Decision-making
City Representatives per resident
Political activity of inhabitants
Importance of politics for inhabitants
Share of female city representatives
Public and Social
Services
Expenditure of municipal per resident in PPS
Share of children in day care
Satisfaction with quality of schools
Transparent
governance
Satisfaction with transparency of bureaucracy
Satisfaction with fight against corruption
SMART
Indicators
Smart
Economy
Smart
Governance
Smart
People
Smart
Mobility
Smart
Environment
Smart Living
Analysis: Compiled from all references..
Level of Qualification Importance as knowledge centre
Population qualified at various levels
Foreign language skills
Affinity to life long learning Book loans per resident
Participation in LLL in %
Participation in language courses
Social and ethnic plurality Share of foreigners
Share of nationals born abroad
Flexibility Perception of getting a new job
Creativity Share of people working in creative industries
Cosmopolitanism
/Open-mindedness/
Participation in public life
Voters turnout at elections, Participation in voluntary work
Immigration-friendly environment
Knowledge about other countries (Global reach)
SMART
Indicators
Smart
Economy
Smart
Governance
Smart
People
Smart
Mobility
Smart
Environment
Smart Living
Analysis: Compiled from all references..
Local/
International
accessibility
Public transport network per inhabitant
Satisfaction with access/Quality - public transport
International accessibility
Availibility of ICT
infrastructure
Computers in household
Broadband internet access in households
Sustainable,
innovative and
safe transport
systems
Green mobility share (NMT)
Traffic safety
Use of economic cars
SMART
Indicators
Smart
Economy
Smart
Governance
Smart People
Smart
Mobility
Smart
Environment
Smart Living
Analysis: Compiled from all references..
Attractive natural
conditions
Sunshine hours
Green space share
Pollution Summer Smog (Ozone)
Particulate matter
Lower fatal chronic respiratory diseases per inhabitant
Environmental
protection
Individual efforts on protecting nature
Opinions and awareness about nature
Sustainable
resource
management
Efficient use of water (per GDP)
Efficient use of electricity (per GDP)
SMART
Indicators
Smart
Economy
Smart
Governance
Smart
People
Smart
Mobility
Smart
Environment
Smart
Living
Analysis: Compiled from all references..
Cultural facilities Cinema attendance per inhabitant
Museum visits per inhabitant
Theatre attendance per inhabitant
Health conditions Life expectancy
Hospital beds per inhabitant
Doctors per inhabitant
Satisfaction with quality of health system
Individual Safety Crime rate
Death rate by assault
Satisfaction with personal safety
Housing Quality Share of housing fulfilling minimal standards
Average living area per inhabitant
Students per inhabitant
Satisfaction with access/quality- educational system
Touristic
attractivity
Importance as tourist location (overnight, sights)
Overnights per year per resident
Social cohesion Perception on personal risk of poverty
Inferences
The smart city development is more concerned with
making progress as concerns the smart indicators rather
than rating a city, which inevitably is a snapshot in time.
Consideration of different characteristics, factors and
parameters in a non-weighted way expresses that the
Urban Development is a complex process in different
dimensions and evaluation, finally depends on the actors,
their preferences and individual objectives.
A truly smart city may use the parameters and rating as a
tool to benchmark with other cities, and draw lessons from
better performing cities, perhaps resulting in policy transfer.
Smart city concept and rating presented in this paper
requires further research, alterations and improvements.
References
[1] Szczech-Pietkiewicz, E., "Poland’s urban competitiveness in the European context", The Polish
Review, University of Illinois Press, vol. 58 no. 2, pp. 15-36, 2013.
[2] OECD, “Better Understanding our Cities", The Role of Urban Indicators, OECD Territorial
Development: Paris, 1997.
[3] Goldstein, S., Sly, D., Basic data needed for the study of urbanization, IUSSP Committee on
Urbanization and Population Redistribution, Dolhain: Ordina Editions, 1974.
[4] Taylor, P.J., Ni, P., Deruder, B., Hoyer, M., Huang, J., Witlox, F., Global Urban Analysis. A Survey of
Cities in Globalization, London, Washington D.C.: Earthscan, 2011.
[5] Taylor, P.J., 'So-called ‘world cities'; the evidential structure within a literature’, Environment and
Planning, Vol. 31, pp. 1901 – 1904.
[6] Lombardi, P., Giordano, S., Farouh, H., Yousef, W. (2012) "Modelling the smart city performance”,
Innovation – The European Journal of Social Science Research, vol. 25, no. 2, June 2012, pp. 137-149.
[7] ASCI, Hyderabad, "Use of effective Urban Governance and service delivery in India: A selection
of cases", in collaboration with MoUD: GoI, 2012.
[8] Thornley A., Strategic Planning in the Face of Urban Competition, The Revival of Strategic Spatial
Planning. Proceedings of colloquim. Royal Netherlands Academy of Arts and Sciences, Amsterdam,
2000.
[9] Begg I., "Cities and Competitiveness" in Urban Studies, Vol. 36, Nos 5-6, S. 795-810, 1999.
[10] Parkinson, M., Hutchins, M., Simmie, J., Clark, G. and Verdonk, H. (Eds.), Competitive European
Cities: Where Do The Core Cities Stand?, 2003.
Thank you for your attention..

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Analysing Smart City Development in India

  • 1. Analysing the Smart City Development in India (Defining Indicators & Smart City Ratings) 5th International Conference on “Architecture, Civil and Environmental Engineering” (ACEE - 2014) Jawaharlal Nehru University, New Delhi 11th and 12th October, 2014 Omkar Parishwad Architect , Urban Planner- Business Analyst
  • 2. •Smart City Concepts •Evolution •Definition •Aim of the Paper- Focus points •India’s Smart Initiatives •Phase-wise Development •Policies and Projects •ICT and Sustainable Development •Smart Service delivery areas (ICT enabled) •Water Supply Services •Waste Water Services •Solid Waste Management •Municipal Services •Revenue and Management •Smart City Rating: Factors & Indicators •Conclusions Contents
  • 3. Logo Footer- slide no. Smart City Concept Earlier Cities: By-product of Industrialisation.. Today Cities: Nodes for Economic Growth.. Urban Development = Entrepreneurial environment + Quality of life Smart City = Human and social capital and traditional and modern (ICT) communication infrastructure fuel sustainable economic development and a high quality of life, with a wise management of natural resources through participatory governance. S = Standardizing M = Monitoring A = Accounting R = Rethinking T = Transforming
  • 4. Smart City Concept What is a smartcity? Mobility Productivity Remote sensing Safety ICT Public Transport Urban Space Emergency response Smart metering Video surveillance Teleworking Public management E-Government Traffic control Waste Management Municipalities Universities Hospitals Transparency No queues Public services Private sectorSustainability Energy Efficiency R & D Renewable Energy Climate Change MonitoringWater management Disaster response
  • 5. Smart City Concept 1. Indias’ Smart Urbanisation initiatives. 2. Analysing of major developments related to smart initiative in service delivery across India. 3. Establishment of elaborate sections for parameterising Smart City development, particular to Indian standards. 4. Deliberations or concise comparison of smart city development on Global scenario. 5. Basing the conclusions on general line of action for Smart Urban Planning. Analysing the Smart City Development in India (Defining Indicators & Smart City Ratings)
  • 6. India's SMART initiatives.. Phase-wise evolution of good to Smart Indian Cities; Smart City Development; • Social Capital: Infrastructure and wired connectivity for information sharing (ICT) • Human Capital: Community intelligence, creating a competitive environment for business led urban development. • Participatory Governance: Inclusive approach towards sustainable cities.
  • 7. India's SMART initiatives.. Jawaharlal Nehru National Urban Renewal Mission (JnNURM 1) B&D certification Property tax Payroll and personnel e-procurement Building plan approval Water and utility payments SWM Grievance system Trade licenses Project and ward works. National Mission Mode Project (NMMP): e-Gov guidelines were set for leading ICT enabled development. Large scale investments in the urban sector were initiated. For improving services, reducing costs, process time, productivity gains, etc. i.e. bettering urban governance and service delivery; ICT revolution had to be capitalized. ICT synergizing with the emerging technologies is transforming businesses and societies in a significant way. Delhi Mumbai Industrial Corridor (DMIC):ongoing
  • 8. Sustainable Development Potential savings from ICT application to energy savings in other sectors Source: Alcatel-Lucent analysis of GeSI SMART 2020 data. Cities consume 75% of the worlds energy and produce 80% of its greenhouse gas emissions. The vast majority of this comes from the burning of gasoline and diesel fuel for automobiles and trucks, with the remainder committed to the generation of electricity to heat, cool and light our homes and to run electrical appliances and other technology. How to manage this use of resources? – ICT based Energy - efficient Solutions! Energyconsumption Location &GPS Vehicle Personal and medical devices. Appliances Energy efficiency Energy Savings + Low Carbon Effect
  • 9. Water Supply Waste water Solid Waste Management Municipal Services Revenue & Management  Water Quality Management  Billing & Collection  Grievances Handling  Grievance Handling  Attendance Monitoring  Bin Tracking System  Treatment and Disposal  Internal Business Processing  Birth & Death Certificates  Grievance Management  Utility Bills  Licenses  Property Tax  Accounting System  Personnel Management Source: Report on Indian Urban Infrastructure and Services: ASCI, Hyd. Smart Service delivery areas through ICT for Urban Management .. India’s Service Delivery Sector.
  • 10. Ensuring Urban Development.. Water efficiency through SCADA – PCMC Smart toilets: sensor based community toilets - Trivandrum Water Supply Distribution and monitoring system thru GIS; Hydraulic modeling; Online water quality monitoring; Sustainable operations- metering and online billing, etc. are some of the successful systems implemented in Indian cities which can be listed under smart water supply services. Waste Water Integration and automation of water treatment plant and sewerage systems, Enterprise resource planning (Oracle) system and grievance management funded under state projects and many local bodies. Automatic meter reading Mumbai, Hyderabad ICT Development
  • 11. Smart mobility – HTRIMS, Hyderabad; Bangalore – Bicycle sharing program, Trivandrum – Bus information system over mobile Ensuring Urban Development.. Solid waste information system GHMC Solid Waste Management Off-site real time monitoring system, GIS and GPS enabled services, biometric attendance systems for sanitary workers, sensor based applications for smart solid waste management services. GPS and GPRS technologies through cell phone images are taken and stamped with time and location and put in public domain for scrutiny on real time basis thus improving the SWM service delivery. Revenue and Management Municipal e-revenue systems using GIS linked property database, Tulana: online application for service level benchmarking,, e-tendering, Dynamic integration of property registration and land records administration system, Comprehensive Public Works Management Information and Management system for PWD’s (State level) and many more advanced applications, catering to the smart service delivery in this sector. Public Works Information and Management Services (PWIMS) in 7 States in India
  • 12. Municipal Services Integration of all operations of municipal corporation through GIS (land based services), Computerised building plan scrutiny and approvals, Standardized online citizen administration (GIS based), Traffic information system initiative and many others as smart governance in Urban bodies. Land being the base of all operations for municipal services, GIS mapping and integration of various databases was initiated in JnNURM1 for improving the services. Building Plan scrutiny and Approvals automation on a comprehensive level and its integration with GIS database accelerated the pace of development. Building approval system – AutoDCR about 50 cities in India Ensuring Urban Development.. Integration of services and governance Hyderabad
  • 13. SMART Indicators Smart Economy Smart Governance Smart People Smart Mobility Smart Environment Smart Living Analysis: Compiled from all references.. Innovative Spirit R&D expenditure in % GDP Employment Rate in knowledge-intensive sectors Patent applications per inhabitant Entrepreneurship Self-employment Rate New business registered Productivity GDP per employed person Flexibility of labour market Unemployment Rate Proportion in part-time employment International embeddedness Air transport of passengers Air Transport of freight
  • 14. SMART Indicators Smart Economy Smart Governance Smart People Smart Mobility Smart Environment Smart Living Analysis: Compiled from all references.. Participation in Decision-making City Representatives per resident Political activity of inhabitants Importance of politics for inhabitants Share of female city representatives Public and Social Services Expenditure of municipal per resident in PPS Share of children in day care Satisfaction with quality of schools Transparent governance Satisfaction with transparency of bureaucracy Satisfaction with fight against corruption
  • 15. SMART Indicators Smart Economy Smart Governance Smart People Smart Mobility Smart Environment Smart Living Analysis: Compiled from all references.. Level of Qualification Importance as knowledge centre Population qualified at various levels Foreign language skills Affinity to life long learning Book loans per resident Participation in LLL in % Participation in language courses Social and ethnic plurality Share of foreigners Share of nationals born abroad Flexibility Perception of getting a new job Creativity Share of people working in creative industries Cosmopolitanism /Open-mindedness/ Participation in public life Voters turnout at elections, Participation in voluntary work Immigration-friendly environment Knowledge about other countries (Global reach)
  • 16. SMART Indicators Smart Economy Smart Governance Smart People Smart Mobility Smart Environment Smart Living Analysis: Compiled from all references.. Local/ International accessibility Public transport network per inhabitant Satisfaction with access/Quality - public transport International accessibility Availibility of ICT infrastructure Computers in household Broadband internet access in households Sustainable, innovative and safe transport systems Green mobility share (NMT) Traffic safety Use of economic cars
  • 17. SMART Indicators Smart Economy Smart Governance Smart People Smart Mobility Smart Environment Smart Living Analysis: Compiled from all references.. Attractive natural conditions Sunshine hours Green space share Pollution Summer Smog (Ozone) Particulate matter Lower fatal chronic respiratory diseases per inhabitant Environmental protection Individual efforts on protecting nature Opinions and awareness about nature Sustainable resource management Efficient use of water (per GDP) Efficient use of electricity (per GDP)
  • 18. SMART Indicators Smart Economy Smart Governance Smart People Smart Mobility Smart Environment Smart Living Analysis: Compiled from all references.. Cultural facilities Cinema attendance per inhabitant Museum visits per inhabitant Theatre attendance per inhabitant Health conditions Life expectancy Hospital beds per inhabitant Doctors per inhabitant Satisfaction with quality of health system Individual Safety Crime rate Death rate by assault Satisfaction with personal safety Housing Quality Share of housing fulfilling minimal standards Average living area per inhabitant Students per inhabitant Satisfaction with access/quality- educational system Touristic attractivity Importance as tourist location (overnight, sights) Overnights per year per resident Social cohesion Perception on personal risk of poverty
  • 19. Inferences The smart city development is more concerned with making progress as concerns the smart indicators rather than rating a city, which inevitably is a snapshot in time. Consideration of different characteristics, factors and parameters in a non-weighted way expresses that the Urban Development is a complex process in different dimensions and evaluation, finally depends on the actors, their preferences and individual objectives. A truly smart city may use the parameters and rating as a tool to benchmark with other cities, and draw lessons from better performing cities, perhaps resulting in policy transfer. Smart city concept and rating presented in this paper requires further research, alterations and improvements.
  • 20. References [1] Szczech-Pietkiewicz, E., "Poland’s urban competitiveness in the European context", The Polish Review, University of Illinois Press, vol. 58 no. 2, pp. 15-36, 2013. [2] OECD, “Better Understanding our Cities", The Role of Urban Indicators, OECD Territorial Development: Paris, 1997. [3] Goldstein, S., Sly, D., Basic data needed for the study of urbanization, IUSSP Committee on Urbanization and Population Redistribution, Dolhain: Ordina Editions, 1974. [4] Taylor, P.J., Ni, P., Deruder, B., Hoyer, M., Huang, J., Witlox, F., Global Urban Analysis. A Survey of Cities in Globalization, London, Washington D.C.: Earthscan, 2011. [5] Taylor, P.J., 'So-called ‘world cities'; the evidential structure within a literature’, Environment and Planning, Vol. 31, pp. 1901 – 1904. [6] Lombardi, P., Giordano, S., Farouh, H., Yousef, W. (2012) "Modelling the smart city performance”, Innovation – The European Journal of Social Science Research, vol. 25, no. 2, June 2012, pp. 137-149. [7] ASCI, Hyderabad, "Use of effective Urban Governance and service delivery in India: A selection of cases", in collaboration with MoUD: GoI, 2012. [8] Thornley A., Strategic Planning in the Face of Urban Competition, The Revival of Strategic Spatial Planning. Proceedings of colloquim. Royal Netherlands Academy of Arts and Sciences, Amsterdam, 2000. [9] Begg I., "Cities and Competitiveness" in Urban Studies, Vol. 36, Nos 5-6, S. 795-810, 1999. [10] Parkinson, M., Hutchins, M., Simmie, J., Clark, G. and Verdonk, H. (Eds.), Competitive European Cities: Where Do The Core Cities Stand?, 2003. Thank you for your attention..