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Automation of
  Elections
Ano ba talaga ito?
Agenda

 Why we need to automate
  elections
 The manual election system

 Alternative solutions
Why do we need to automate
             elections

   Process is too long. It takes 25-40
    days before national positions can be
    proclaimed.

   To eliminate wholesale cheating, incl.
    DAGDAG-BAWAS
The Manual Election
      System
Basic Election-related Data
   83 Provinces

   200 Congressional Districts

   1,600 Cities and Municipalities

   40,000 Barangays

   250,000 precincts

   40M+ voters
Elective Positions
National Positions
 President

 Vice-President

 24 Senators (12 elected/3 years)

 Party List



Local Positions
 Congressman

 Governor

 Vice-Governor

 Provincial Board

 Mayor

 Vice-Mayor

 Councilors
Definition of Terms
   BEI     - Board of Election Inspectors (250,000)

   CMBOC - City/Municipal Board of Canvassers (1,600)

   PBOC    - Provincial/District Board of Canvassers (200)

   NBOC    - National Board of Canvassers (Comelec/Congress)

   ER      - Election Returns

   SOV     - Statement of Votes

   COC     - Certificate of Canvass
The Manual Election System
                    1. Ballots tallied by BEI in
                       each precinct and ERs
                       prepared
                    2. BEIs bring ERs to
                       CMBOCs
                    3. CMBOCs canvass ERs
                       and prepare SOVs and
                       COCs; bring them to
                       PBOCs
                    4. PBOCs canvass COCs
                       and prepare provincial
                       COCs and SOVs; bring
                       them to NBOC
                    5. NBOC (Comelec)
                       canvasses COCs;
                       Congress canvasses
                       Pres/VP COCs
Manual Tallying/Canvassing
              Time Line

    5-12           10 days       20           30           40
     hrs



                     CITY / MUNICIPAL, PROVINCIAL
                    AND NATIONAL CANVASSING (25
  PRECINCT                     – 40 DAYS)
  TALLYING



Given the above time line, it becomes obvious, which phase of the
election process should be automated.
So now, we want to apply
     technology in our elections ...
1.   to speed up the process and to be able
     to proclaim the winning candidates
     earlier;
2.   to minimize, if not eliminate, cheating;
Ahh … but we have added a third ...
3.   to make the election process
     transparent to the public
Election processes that can be
              automated

 Voters list
 Voting

 Tallying

 Canvassing

 Reporting
In automating elections, two issues
        immediately come to mind:


   How do we secure the system?

   Which technology should we adopt?
Two ways of securing a system

   Fence it in very tightly so no   Secure the system, but make a
    intrusion can ever occur         copy of all software and data
    (security by obscurity).         (read only) accessible to all
                                     interested parties and to the
   However, implementor must
                                     public.
    prove to all interested
    parties that system is indeed
                                     Proof of veracity and accuracy
    extremely secure.
                                     of results becomes automatic.
   Not easy to convince all;
    there will always be
    doubters.
                                     We favor this because
                                     it is the transparent
                                     alternative.
Features of an ideal automated
    election system for the Philippines
   Automates canvassing
   Tight security measures
   All steps transparent to the voting public
   Software used available to the public
   Digital counts and results, in all steps, available to the public (any
    one can do his own tabulation)
   Results quickly verifiable all the way to original source documents
   Cost-effective (P4-8 billion, depending on the solution)
   Minimum or no training required for >40M voters
   Minimum or no storage concerns after each election process
   Not dependent on the trustworthiness of the implementors
Alternative election automation
              technologies
1.   DRE (Direct Recording Electronic) System – “touch-screen”

2.   OES (Open Election System) - manual voting & counting, and
     automated canvassing
       PC-based data encoding of ERs



3.   OES-OMR (Optical Mark Recognition) System – pre-printed ballots,
     read by OMRs at the voting centers (schools)
Option 1: Direct Recording
            Electronic System1. 2-4 Units per
                                precinct
                         9
                             2. Touch screen,
                                mouse, or keyboard
         7           8       3. Voter’s choices
                                printed for audit
                                purposes
                             4. At end of voting
                                (3:00pm), ER is
                         6      printed
                             5. ER transmitted to
             5
                                CMBOC and NBOC
    5
                             6. NBOC transmits data
                                to interested parties
                             7. CMBOC produces
3                               SOV and COC;
                                transmits to PBOC
                             8. PBOC produces SOV
                                and COC; transmits
                 4
                                to NBOC
                             9. NBOC produces SOV
                                and COC
Direct Recording Electronic System
             PROs                              CONs
 Instantaneous tally of votes at    Not transparent. Voters will
  precinct level                      distrust vote-counting that
                                      they did not see (a big issue in
 If all precincts connected,
                                      the US)
  almost instantaneous canvass
  at City/Mun., Prov., & Natl.       Cost prohibitive, estimated at
  levels; ergo, theoretically,        P15-20B (some est. >P30B)
  national results known 1 hr.       Logistics can be a nightmare
  after close of voting               (750K units to 250K locations)
 Less work for BEI                  Thousands of technical people
 With one printer per precinct,      req’d (but where to deploy?)
  printing of 30 copies of ER at     BEI training staggering
  precincts is easy                  40 Million voters to be trained
 No ballot box snatching            Where online connection is
                                      unavailable, difficult to secure
                                      electronic media (CDs)
                                     After each election, storage of
                                      750K units is major concern
But … wasn’t the automation of the
   last ARMM election successful?
From Dr. Aviel Rubin’s book,
         “Brave New Ballot”
   “Past performance is no guarantee of
    future results, especially when it comes to
    security.”

   “Success on a small scale does not
    guarantee success once the scale of a
    project is enlarged.”
Besides (and very few people realize
              this), …


The ARMM election is a non-event!
These statements are quite
               disturbing
   quot;DRE was well-received but was seen by
    some as too expensive. OMR was cheaper
    but it still requires human intervention.quot;
   quot;DRE is suited for areas where there is
    good infrastructure including electricity and
    connectivity. OMR is more suitable for rural
    areas where infrastructure isn't that
    reliable.quot;
TransparentElections.org
TransparentElections.org

   We are NOT vendors of election systems

   We are a team of similarly-minded IT
    practitioners who have implemented
    election-related projects in the past, using
    ICT
Option 2: Open Election System                                                             1. Votes cast & tallied as
PC Encoding                                                                                   in manual voting
                                                                                           2. ERs brought to school
                                                                                              encoding (PC) center
                                                                                           3. ERs validated then
                                                                                              posted on the web w/
                                                                                              BEIs digital signature
                                                                                           4. CMBOC will access
   CITY/MUNICIPAL
BOARD OF CANVASSERS
                            PROVINCIAL
                        BOARD OF CANVASSERS
                                                         NATIONAL
                                                    BOARD OF CANVASSERS                       database, produce
                                                                                              SOV, COC
                                                                                           5. All interested parties
                                                                                              may access and
                                                                                              process the data by
                                                                                              themselves
                                                                                           6. All interested parties
                                                                                              can send SMS to
                                                                                              watchers to verify
                                              DOMINANT    DOMINANT    CITIZENS   MEDIA &
                                               PARTY     OPPOSITION     ARM      OTHERS


  VOTING CENTER                                                                               figures
                                                                                           7. PBOCs access DB;
                                                                                              produce Prov SOVs
                                                                                              and COCs
                                                                                           8. NBOC accesses DB for
                                              DOMINANT    DOMINANT    CITIZENS   MEDIA &
                                               PARTY     OPPOSITION     ARM      OTHERS
                      ENCODING CENTER
     PRECINCTS                                                                                final results
Open Election System
              PROs                                   CONs
   Most transparent - voters and
    watchers observe tally at            Manual tallying is tedious
    precinct level                       ERs will have to be encoded
   No need for voter training           Looking for tens of thousands
   Once ER is encoded, result (web       of encoders is a challenge
    database) becomes accessible         Since it’s still manual tallying,
    to the public                         public may think that election
   Cost affordable at about P2B          is not automated
    (Comelec only buys PCs/servers)
   PCs/servers can be passed on to
    DepEd after each election
   No storage concerns, because
    machines can be passed on to
    DepEd
   Ballot box snatching/switching
    will not affect results
Open Election System                                                                     1. Votes cast & tallied as
                                                                                            in manual voting
OMR                                                                                      2. ERs brought to school
                                                                                            encoding (OMR)
                                                                                            center
                                                                                         3. ERs validated then
                                                                                            posted on the web w/
                                                                                            BEIs digital signature

   CITY/MUNICIPAL         PROVINCIAL                   NATIONAL
                                                                                         4. CMBOC will access
BOARD OF CANVASSERS   BOARD OF CANVASSERS         BOARD OF CANVASSERS                       database, produce
                                                                                            SOV, COC
                                                                                         5. All interested parties
                                                                                            may access and
                                                                                            process the data by
                                                                                            themselves
                                                                                         6. All interested parties
                                            DOMINANT    DOMINANT    CITIZENS   MEDIA &
                                                                                            can send SMS to
                                             PARTY     OPPOSITION     ARM      OTHERS
                                                                                            watchers to verify
  VOTING CENTER                                                                             figures
                                                                                         7. PBOCs access DB;
                                                                                            produce Prov SOVs
                                                                                            and COCs
                       OMR                  DOMINANT    DOMINANT    CITIZENS   MEDIA &
 PRECINCTS                                   PARTY     OPPOSITION     ARM      OTHERS
                                                                                         8. NBOC accesses DB for
                                                                                            final results
Optical Mark Recognition
             PROs                                CONs
 Ballots are pre-printed so          Internal tallying. Voters won’t
  voters simply mark choices           see and may not trust count
 Voter training minimal, relative    Wholesale cheating, usually
                                       possible only at canvassing
  to DRE
                                       level, can happen at precinct
 Faster, because tally of votes       level
  automated                           Sensitivity to external marks or
 Less work for BEI at precinct        smudges
  level                               Difficult to fairly resolve over-
 Cost less than DRE; approx.          marked ballots
  P8B (using $2,000 OMRs)             Easier to add to under-marked
                                       ballots
                                      Need to store specialized OMR
                                       machines
What does the OES Alternative
                 need?
1.   COMELEC’s approval of concept
2.   COMELEC’s bidding out the development
     of the system and computer programs
3.   Making system/programs available to IT
     community and to public
4.   Adopting good contributions
5.   Making the system available to all
     interested parties, free of charge
Once the OES system has been
developed, the COMELEC would
need to …

   Bid out the PCs, servers, (the inexpensive
    OMRs), and the communications
    requirements

   Bid out the management and
    implementation of the project
All 3 systems …

   will speed up the process, in varying
    degrees
   will minimize cheating, in varying degrees

   but only OES will be transparent to
    the voting public
Now, you can make an
  informed choice of
   which solution to
       support.
Should you believe (passionately, we
hope), that OES is the right election
system for the Philippines, then
please …

   … join us in convincing the COMELEC, its
    Advisory Council, and Congress to adopt
    OES; and

   … sign up to be a member of
    TransparentElections.org
If we can’t see it,
         we can’t trust it!

          TransparentElections.org
Thank you!

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We Deserver Better _ Gus Lagman

  • 1.
  • 2. Automation of Elections Ano ba talaga ito?
  • 3. Agenda  Why we need to automate elections  The manual election system  Alternative solutions
  • 4. Why do we need to automate elections  Process is too long. It takes 25-40 days before national positions can be proclaimed.  To eliminate wholesale cheating, incl. DAGDAG-BAWAS
  • 6. Basic Election-related Data  83 Provinces  200 Congressional Districts  1,600 Cities and Municipalities  40,000 Barangays  250,000 precincts  40M+ voters
  • 7. Elective Positions National Positions  President  Vice-President  24 Senators (12 elected/3 years)  Party List Local Positions  Congressman  Governor  Vice-Governor  Provincial Board  Mayor  Vice-Mayor  Councilors
  • 8. Definition of Terms  BEI - Board of Election Inspectors (250,000)  CMBOC - City/Municipal Board of Canvassers (1,600)  PBOC - Provincial/District Board of Canvassers (200)  NBOC - National Board of Canvassers (Comelec/Congress)  ER - Election Returns  SOV - Statement of Votes  COC - Certificate of Canvass
  • 9.
  • 10.
  • 11.
  • 12. The Manual Election System 1. Ballots tallied by BEI in each precinct and ERs prepared 2. BEIs bring ERs to CMBOCs 3. CMBOCs canvass ERs and prepare SOVs and COCs; bring them to PBOCs 4. PBOCs canvass COCs and prepare provincial COCs and SOVs; bring them to NBOC 5. NBOC (Comelec) canvasses COCs; Congress canvasses Pres/VP COCs
  • 13. Manual Tallying/Canvassing Time Line 5-12 10 days 20 30 40 hrs CITY / MUNICIPAL, PROVINCIAL AND NATIONAL CANVASSING (25 PRECINCT – 40 DAYS) TALLYING Given the above time line, it becomes obvious, which phase of the election process should be automated.
  • 14. So now, we want to apply technology in our elections ... 1. to speed up the process and to be able to proclaim the winning candidates earlier; 2. to minimize, if not eliminate, cheating; Ahh … but we have added a third ... 3. to make the election process transparent to the public
  • 15. Election processes that can be automated  Voters list  Voting  Tallying  Canvassing  Reporting
  • 16. In automating elections, two issues immediately come to mind:  How do we secure the system?  Which technology should we adopt?
  • 17. Two ways of securing a system  Fence it in very tightly so no Secure the system, but make a intrusion can ever occur copy of all software and data (security by obscurity). (read only) accessible to all interested parties and to the  However, implementor must public. prove to all interested parties that system is indeed Proof of veracity and accuracy extremely secure. of results becomes automatic.  Not easy to convince all; there will always be doubters. We favor this because it is the transparent alternative.
  • 18. Features of an ideal automated election system for the Philippines  Automates canvassing  Tight security measures  All steps transparent to the voting public  Software used available to the public  Digital counts and results, in all steps, available to the public (any one can do his own tabulation)  Results quickly verifiable all the way to original source documents  Cost-effective (P4-8 billion, depending on the solution)  Minimum or no training required for >40M voters  Minimum or no storage concerns after each election process  Not dependent on the trustworthiness of the implementors
  • 19. Alternative election automation technologies 1. DRE (Direct Recording Electronic) System – “touch-screen” 2. OES (Open Election System) - manual voting & counting, and automated canvassing  PC-based data encoding of ERs 3. OES-OMR (Optical Mark Recognition) System – pre-printed ballots, read by OMRs at the voting centers (schools)
  • 20. Option 1: Direct Recording Electronic System1. 2-4 Units per precinct 9 2. Touch screen, mouse, or keyboard 7 8 3. Voter’s choices printed for audit purposes 4. At end of voting (3:00pm), ER is 6 printed 5. ER transmitted to 5 CMBOC and NBOC 5 6. NBOC transmits data to interested parties 7. CMBOC produces 3 SOV and COC; transmits to PBOC 8. PBOC produces SOV and COC; transmits 4 to NBOC 9. NBOC produces SOV and COC
  • 21. Direct Recording Electronic System PROs CONs  Instantaneous tally of votes at  Not transparent. Voters will precinct level distrust vote-counting that they did not see (a big issue in  If all precincts connected, the US) almost instantaneous canvass at City/Mun., Prov., & Natl.  Cost prohibitive, estimated at levels; ergo, theoretically, P15-20B (some est. >P30B) national results known 1 hr.  Logistics can be a nightmare after close of voting (750K units to 250K locations)  Less work for BEI  Thousands of technical people  With one printer per precinct, req’d (but where to deploy?) printing of 30 copies of ER at  BEI training staggering precincts is easy  40 Million voters to be trained  No ballot box snatching  Where online connection is unavailable, difficult to secure electronic media (CDs)  After each election, storage of 750K units is major concern
  • 22. But … wasn’t the automation of the last ARMM election successful?
  • 23. From Dr. Aviel Rubin’s book, “Brave New Ballot”  “Past performance is no guarantee of future results, especially when it comes to security.”  “Success on a small scale does not guarantee success once the scale of a project is enlarged.”
  • 24. Besides (and very few people realize this), … The ARMM election is a non-event!
  • 25. These statements are quite disturbing  quot;DRE was well-received but was seen by some as too expensive. OMR was cheaper but it still requires human intervention.quot;  quot;DRE is suited for areas where there is good infrastructure including electricity and connectivity. OMR is more suitable for rural areas where infrastructure isn't that reliable.quot;
  • 27. TransparentElections.org  We are NOT vendors of election systems  We are a team of similarly-minded IT practitioners who have implemented election-related projects in the past, using ICT
  • 28. Option 2: Open Election System 1. Votes cast & tallied as PC Encoding in manual voting 2. ERs brought to school encoding (PC) center 3. ERs validated then posted on the web w/ BEIs digital signature 4. CMBOC will access CITY/MUNICIPAL BOARD OF CANVASSERS PROVINCIAL BOARD OF CANVASSERS NATIONAL BOARD OF CANVASSERS database, produce SOV, COC 5. All interested parties may access and process the data by themselves 6. All interested parties can send SMS to watchers to verify DOMINANT DOMINANT CITIZENS MEDIA & PARTY OPPOSITION ARM OTHERS VOTING CENTER figures 7. PBOCs access DB; produce Prov SOVs and COCs 8. NBOC accesses DB for DOMINANT DOMINANT CITIZENS MEDIA & PARTY OPPOSITION ARM OTHERS ENCODING CENTER PRECINCTS final results
  • 29. Open Election System PROs CONs  Most transparent - voters and watchers observe tally at  Manual tallying is tedious precinct level  ERs will have to be encoded  No need for voter training  Looking for tens of thousands  Once ER is encoded, result (web of encoders is a challenge database) becomes accessible  Since it’s still manual tallying, to the public public may think that election  Cost affordable at about P2B is not automated (Comelec only buys PCs/servers)  PCs/servers can be passed on to DepEd after each election  No storage concerns, because machines can be passed on to DepEd  Ballot box snatching/switching will not affect results
  • 30. Open Election System 1. Votes cast & tallied as in manual voting OMR 2. ERs brought to school encoding (OMR) center 3. ERs validated then posted on the web w/ BEIs digital signature CITY/MUNICIPAL PROVINCIAL NATIONAL 4. CMBOC will access BOARD OF CANVASSERS BOARD OF CANVASSERS BOARD OF CANVASSERS database, produce SOV, COC 5. All interested parties may access and process the data by themselves 6. All interested parties DOMINANT DOMINANT CITIZENS MEDIA & can send SMS to PARTY OPPOSITION ARM OTHERS watchers to verify VOTING CENTER figures 7. PBOCs access DB; produce Prov SOVs and COCs OMR DOMINANT DOMINANT CITIZENS MEDIA & PRECINCTS PARTY OPPOSITION ARM OTHERS 8. NBOC accesses DB for final results
  • 31. Optical Mark Recognition PROs CONs  Ballots are pre-printed so  Internal tallying. Voters won’t voters simply mark choices see and may not trust count  Voter training minimal, relative  Wholesale cheating, usually possible only at canvassing to DRE level, can happen at precinct  Faster, because tally of votes level automated  Sensitivity to external marks or  Less work for BEI at precinct smudges level  Difficult to fairly resolve over-  Cost less than DRE; approx. marked ballots P8B (using $2,000 OMRs)  Easier to add to under-marked ballots  Need to store specialized OMR machines
  • 32. What does the OES Alternative need? 1. COMELEC’s approval of concept 2. COMELEC’s bidding out the development of the system and computer programs 3. Making system/programs available to IT community and to public 4. Adopting good contributions 5. Making the system available to all interested parties, free of charge
  • 33. Once the OES system has been developed, the COMELEC would need to …  Bid out the PCs, servers, (the inexpensive OMRs), and the communications requirements  Bid out the management and implementation of the project
  • 34. All 3 systems …  will speed up the process, in varying degrees  will minimize cheating, in varying degrees  but only OES will be transparent to the voting public
  • 35. Now, you can make an informed choice of which solution to support.
  • 36. Should you believe (passionately, we hope), that OES is the right election system for the Philippines, then please …  … join us in convincing the COMELEC, its Advisory Council, and Congress to adopt OES; and  … sign up to be a member of TransparentElections.org
  • 37. If we can’t see it, we can’t trust it! TransparentElections.org