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Poverty as
Severe Entitlement Failure
      Leland R. Dela Cruz
   Development Studies Program
    School of Social Sciences
   Ateneo de Manila University




                                 updated June 12, 2010
Poverty as
Severe Entitlement Failure
Sen, Amartya, Poverty and Famines: An Essay on
       Entitlements and Deprivation. Oxford: Oxford
       University Press, 1982.
Dreze, Jean and Sen, Amartya, Hunger and Public Action.
       Oxford: Clarendon Press, 1989
Dreze, Jean; Sen, Amartya; and Hussain, Athar (eds.), The
       Political Economy of Hunger. Oxford: Clarendon
       Press. 1995
Nussbaum, Martha and Sen, Amartya (eds.), The Quality of
       Life. Oxford: Clarendon Press, 1993
Sen, Amartya, Development as Freedom. New York: Anchor
       Books, 1999
Poverty, Income and
Basic Needs
Poverty has been traditionally defined as
  income deprivation.

This has been improved upon by the basic
 needs approach which defines poverty as
 basic needs deprivation.
Poverty and Income
Basic needs may be acquired using income.

The capability of a person to acquire income
  enhances his chances of acquiring basic needs.

Capability to earn income enhanced by:
 Access to Health Services
 Access to Educational Services
Poverty and Income
But income is only a means of acquiring basic
 needs.

Basic needs can be acquired apart from
 income.
Food Acquisition
   Food can be bought.
   Food can be produced.
   Food can be obtained through transfers.
      Transfers: Commodities/ money obtained from

       others without anything given in exchange.
   Food can be obtained from the “commons”.
      Commons: Commodities for which there are no
       property rights or unenforced property rights.
The Analysis of Famines
 Famines can be caused by lack of food.
 But famines have happened in areas where
  food was abundant.
 Famines should be more generally
  understood as the inability to acquire food.



                              Sen, 1982 and 1999
Causes of inability to acquire food

 Health problems and problems with nature
  which affect direct producers.
 Inability to access commons or depleting
  supply in the commons could affect those
  who rely on this resource.
 Cessation of transfers could affect
  dependent individuals.
Why can’t food be acquired?

  Labor + Nature +
Productive Resources
                          Productive resources
                                                      FOOD
                 Assets
                                        Market
  Cash Crops/
  Commodities
                                                 Demand/ price of:
                   Wage                          •Commodities

    Labor                                        •Labor
                                                 •Assets
Why can’t food be acquired?

   Labor + Nature +
 Productive Resources
                           Productive resources
                                                      FOOD
                  Assets
                                         Market
   Cash Crops/
   Commodities
                                              Supply/ price of:
                    Wage
                                              •Productive
     Labor                                    resources
                                              •Food
The Analysis of Famines
 Famines are the result of the inability to
  acquire food.
 Food is not a commodity a community
  suffering from a famine can acquire.
 Food is not part of that community’s
  entitlements.
Entitlements

Commodities over which a person can
exercise ownership or command




                                 Sen, 1982
Famines as Entitlement Failure
 Famines  are a result of severe
  entitlement failure.
 Different sectors have different ways
  of acquiring food.
 Different sectors have different sources
  of vulnerabilities to famine.
The Acquirement Problem

  Labor + Nature +
Productive Resources
                          Productive resources
                                                 SHELTER
                 Assets
                                        Market
  Cash Crops/
  Commodities

                   Wage

    Labor
Poverty as severe basic needs
         deprivation
   Poverty as severe entitlements
             deprivation
  Poverty as the inability to acquire
             basic needs
Evaluating Entitlements
 Is the good or service available?
 Is the good or service accessible?
 Is access to the good secure?
 Is the good or service acceptable?
 What is the quality of the good or service
  that is available?

                             UN-Philippines, 2002
Access to Sanitary Facilities
(2008, NDHS)
Flush, septic

Shared Toilet

   Flush, pit                                        Phil.
                                                     Rural
Flush, sewer                                         Urban
      Others

       None/…

                0   20         40          60   80
                         % of households
Sources of Drinking Water
                  Piped Water

                    Tube Well

Bottled Water, Improved Source

  Bottled Water, Non-improved…                              Total
                                                            Rural
              Protected Spring                              Urban
           Protected Dug Well

                       Others

                                 0%   10% 20% 30% 40% 50%

 NDHS, 2008                           % of households
Other Sources of Drinking Water
          Public Tap
 Semi-protected well
          Rainwater
Unprotected dug well
                                                     Total
  Unprotected spring                                 Rural
             Tanker                                  Urban

      Surface Water
             Others

                       0%   2%     4%      6%   8%

NDHS, 2008                   % of households
Time to obtain water

        On premises



Less than 30 minutes                                         Total
                                                             Rural
                                                             Urban

30 minutes or longer


                       0%   20%     40%   60%   80%   100%

NDHS, 2008                        % of households
Electricity

   With electricity


                                                            Total
                                                            Rural
                                                            Urban
Without electricity




                      0   20     40    60        80   100

NDHS, 2008                     % of households
Flooring Material

     Cement


      Others
                                                         Total
                                                         Rural
Palm/ bamboo
                                                         Urban


       Earth


               0   10   20    30   40    50    60   70

NDHS, 2008                   % of households
Roof material

Galvanized Iron



          Nipa                                          Total
                                                        Rural
                                                        Urban

        Others


                  0   20    40     60        80   100

NDHS, 2008                 % of households
Wall materials
Cement blocks

      Cement

     Plywood                                    Total
                                                Rural
                                                Urban
     Bamboo

       Others

                0   10       20       30   40

NDHS, 2008               % of households
Tenure status of lot

       Owned/ being amortized


                        Rented
                                                                      Series 3
                                                                      Rural
   Rent-free with owner consent
                                                                      Urban


Rent-free without owner consent


                                  0     10   20   30   40   50   60

NDHS, 2008                            % of households
Cooking Fuel

   LPG


Charcoal
                                           Total
                                           Rural
  Wood
                                           Urban


  Others


           0   20     40        60    80

NDHS, 2008          % of households
Household Effects
          Radio
            TV
       Landline
     Cell phone
Washing Machine                                          Total
                                                         Rural
    Refrigerator
                                                         Urban
      CD player
       Karaoke
      Computer

                   0   20    40     60        80   100

NDHS, 2008                  % of households
Facilities Visited
            RHU/ BHC

         Private hospital

           Private clinic
                                                             Total
       Regional hospital                                     Rural
                                                             Urban
   Local public hospital

Alternative/ non-medical

                            0   10   20    30      40   50

NDHS, 2008                       % of households
Facilities Visited
            RHU/ BHC

         Private hospital
                                                              1st
           Private clinic
                                                              2nd
       Regional hospital                                      3rd
                                                              4th
   Local public hospital                                      5th

Alternative/ non-medical

                            0   10   20   30   40   50   60

NDHS, 2008                       % of households
Child Delivery Attendants
(2008, NDHS)
                  60

                  50
% of households




                  40
                                                                   Urban
                  30                                               Rural

                  20                                               Phil.


                  10

                  0
                       Doctor   Nurse   Midwife   Hilot   Others
Child Delivery Attendants by
Income Quintiles (2008, NDHS)
                   80
                   70
                   60
 % of households




                   50                                               Lowest
                                                                    Second
                   40
                                                                    Third
                   30                                               Fourth
                   20                                               Fifth
                   10
                   0
                        Doctor   Nurse   Midwife   Hilot   Others
Child Delivery Attendants by
Region (2008, NDHS)
                  90
                  80
                  70
% of households




                  60
                  50              Doctor
                  40              Nurse
                  30
                                  Midwife
                  20
                                  Hilot
                  10
                   0




                       ARMM
                         CAR




                         IVB
                             V




                           IX
                             X
                         NCR

                              I
                             II
                            III




                           VII
                         VIII




                           XII
                          IVA



                           VI




                           XI

                         XIII
Location of Child Delivery
(2008, NDHS)
                   70

                   60
 % of households




                   50
                   40                                             Urban
                   30                                             Rural
                                                                  Phil.
                   20
                   10
                   0
                        Govt Hospital   Private Hospital   Home
Location of Child Delivery by
Income Quintile (2008, NDHS)
                   90
                   80
                   70
 % of households




                   60                                             Lowest
                   50                                             Second
                   40                                             Third
                                                                  Fourth
                   30
                                                                  Fifth
                   20
                   10
                   0
                        Govt Hospital   Private Hospital   Home
Location of Child Delivery by
Region (2008, NDHS)
                  90
                  80
                  70
% of households




                  60
                  50
                  40              Government Hospital
                  30              Private Hospital
                  20              Home
                  10
                   0




                       ARMM
                         NCR
                         CAR




                         IVB
                             V



                           IX
                             X
                              I
                             II
                            III




                           VII
                         VIII



                           XII
                         XIII
                          IVA


                           VI




                           XI
Problems in Women’s Access to
Health Care (2008, NDHS)
         Maybe no drugs
      Maybe no provider
Maybe no female provider
        No one to go with                              Phil.
                                                       Rural
     Need to take transpo                              Urban
                Distance
                  Money
         Need permission

                            0   20   40      60   80

                                % of women
Poverty as severe basic needs
         deprivation
   Poverty as severe entitlements
            deprivation
Basic Needs Deprivation
 Different sectors have different ways of
  accessing basic needs.
 If poverty is defined as basic needs
  deprivation, different poverty sectors have
  different forms of poverty.
 Differences in entitlements and differences
  in deprivations among poverty groups
  necessitate differentiated solutions.
Poverty as
Severe Entitlement Failure
          Leland R. Dela Cruz
Director, Development Studies Program
Poverty as
Severe Entitlement Failure
      Leland R. Dela Cruz
   Development Studies Program
    School of Social Sciences
   Ateneo de Manila University




                                 updated June 12, 2010
Other References
 National Demographic and Health
  Survey, 2008
 United Nations-Philippines (2002), Rights
  Based Approach to Development
  Programming, Training Manual

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Sen entitlements

  • 1. Poverty as Severe Entitlement Failure Leland R. Dela Cruz Development Studies Program School of Social Sciences Ateneo de Manila University updated June 12, 2010
  • 2. Poverty as Severe Entitlement Failure Sen, Amartya, Poverty and Famines: An Essay on Entitlements and Deprivation. Oxford: Oxford University Press, 1982. Dreze, Jean and Sen, Amartya, Hunger and Public Action. Oxford: Clarendon Press, 1989 Dreze, Jean; Sen, Amartya; and Hussain, Athar (eds.), The Political Economy of Hunger. Oxford: Clarendon Press. 1995 Nussbaum, Martha and Sen, Amartya (eds.), The Quality of Life. Oxford: Clarendon Press, 1993 Sen, Amartya, Development as Freedom. New York: Anchor Books, 1999
  • 3. Poverty, Income and Basic Needs Poverty has been traditionally defined as income deprivation. This has been improved upon by the basic needs approach which defines poverty as basic needs deprivation.
  • 4. Poverty and Income Basic needs may be acquired using income. The capability of a person to acquire income enhances his chances of acquiring basic needs. Capability to earn income enhanced by:  Access to Health Services  Access to Educational Services
  • 5. Poverty and Income But income is only a means of acquiring basic needs. Basic needs can be acquired apart from income.
  • 6. Food Acquisition  Food can be bought.  Food can be produced.  Food can be obtained through transfers.  Transfers: Commodities/ money obtained from others without anything given in exchange.  Food can be obtained from the “commons”.  Commons: Commodities for which there are no property rights or unenforced property rights.
  • 7. The Analysis of Famines  Famines can be caused by lack of food.  But famines have happened in areas where food was abundant.  Famines should be more generally understood as the inability to acquire food. Sen, 1982 and 1999
  • 8. Causes of inability to acquire food  Health problems and problems with nature which affect direct producers.  Inability to access commons or depleting supply in the commons could affect those who rely on this resource.  Cessation of transfers could affect dependent individuals.
  • 9. Why can’t food be acquired? Labor + Nature + Productive Resources Productive resources FOOD Assets Market Cash Crops/ Commodities Demand/ price of: Wage •Commodities Labor •Labor •Assets
  • 10. Why can’t food be acquired? Labor + Nature + Productive Resources Productive resources FOOD Assets Market Cash Crops/ Commodities Supply/ price of: Wage •Productive Labor resources •Food
  • 11. The Analysis of Famines  Famines are the result of the inability to acquire food.  Food is not a commodity a community suffering from a famine can acquire.  Food is not part of that community’s entitlements.
  • 12. Entitlements Commodities over which a person can exercise ownership or command Sen, 1982
  • 13. Famines as Entitlement Failure  Famines are a result of severe entitlement failure.  Different sectors have different ways of acquiring food.  Different sectors have different sources of vulnerabilities to famine.
  • 14. The Acquirement Problem Labor + Nature + Productive Resources Productive resources SHELTER Assets Market Cash Crops/ Commodities Wage Labor
  • 15. Poverty as severe basic needs deprivation Poverty as severe entitlements deprivation Poverty as the inability to acquire basic needs
  • 16. Evaluating Entitlements  Is the good or service available?  Is the good or service accessible?  Is access to the good secure?  Is the good or service acceptable?  What is the quality of the good or service that is available? UN-Philippines, 2002
  • 17. Access to Sanitary Facilities (2008, NDHS) Flush, septic Shared Toilet Flush, pit Phil. Rural Flush, sewer Urban Others None/… 0 20 40 60 80 % of households
  • 18. Sources of Drinking Water Piped Water Tube Well Bottled Water, Improved Source Bottled Water, Non-improved… Total Rural Protected Spring Urban Protected Dug Well Others 0% 10% 20% 30% 40% 50% NDHS, 2008 % of households
  • 19. Other Sources of Drinking Water Public Tap Semi-protected well Rainwater Unprotected dug well Total Unprotected spring Rural Tanker Urban Surface Water Others 0% 2% 4% 6% 8% NDHS, 2008 % of households
  • 20. Time to obtain water On premises Less than 30 minutes Total Rural Urban 30 minutes or longer 0% 20% 40% 60% 80% 100% NDHS, 2008 % of households
  • 21. Electricity With electricity Total Rural Urban Without electricity 0 20 40 60 80 100 NDHS, 2008 % of households
  • 22. Flooring Material Cement Others Total Rural Palm/ bamboo Urban Earth 0 10 20 30 40 50 60 70 NDHS, 2008 % of households
  • 23. Roof material Galvanized Iron Nipa Total Rural Urban Others 0 20 40 60 80 100 NDHS, 2008 % of households
  • 24. Wall materials Cement blocks Cement Plywood Total Rural Urban Bamboo Others 0 10 20 30 40 NDHS, 2008 % of households
  • 25. Tenure status of lot Owned/ being amortized Rented Series 3 Rural Rent-free with owner consent Urban Rent-free without owner consent 0 10 20 30 40 50 60 NDHS, 2008 % of households
  • 26. Cooking Fuel LPG Charcoal Total Rural Wood Urban Others 0 20 40 60 80 NDHS, 2008 % of households
  • 27. Household Effects Radio TV Landline Cell phone Washing Machine Total Rural Refrigerator Urban CD player Karaoke Computer 0 20 40 60 80 100 NDHS, 2008 % of households
  • 28. Facilities Visited RHU/ BHC Private hospital Private clinic Total Regional hospital Rural Urban Local public hospital Alternative/ non-medical 0 10 20 30 40 50 NDHS, 2008 % of households
  • 29. Facilities Visited RHU/ BHC Private hospital 1st Private clinic 2nd Regional hospital 3rd 4th Local public hospital 5th Alternative/ non-medical 0 10 20 30 40 50 60 NDHS, 2008 % of households
  • 30. Child Delivery Attendants (2008, NDHS) 60 50 % of households 40 Urban 30 Rural 20 Phil. 10 0 Doctor Nurse Midwife Hilot Others
  • 31. Child Delivery Attendants by Income Quintiles (2008, NDHS) 80 70 60 % of households 50 Lowest Second 40 Third 30 Fourth 20 Fifth 10 0 Doctor Nurse Midwife Hilot Others
  • 32. Child Delivery Attendants by Region (2008, NDHS) 90 80 70 % of households 60 50 Doctor 40 Nurse 30 Midwife 20 Hilot 10 0 ARMM CAR IVB V IX X NCR I II III VII VIII XII IVA VI XI XIII
  • 33. Location of Child Delivery (2008, NDHS) 70 60 % of households 50 40 Urban 30 Rural Phil. 20 10 0 Govt Hospital Private Hospital Home
  • 34. Location of Child Delivery by Income Quintile (2008, NDHS) 90 80 70 % of households 60 Lowest 50 Second 40 Third Fourth 30 Fifth 20 10 0 Govt Hospital Private Hospital Home
  • 35. Location of Child Delivery by Region (2008, NDHS) 90 80 70 % of households 60 50 40 Government Hospital 30 Private Hospital 20 Home 10 0 ARMM NCR CAR IVB V IX X I II III VII VIII XII XIII IVA VI XI
  • 36. Problems in Women’s Access to Health Care (2008, NDHS) Maybe no drugs Maybe no provider Maybe no female provider No one to go with Phil. Rural Need to take transpo Urban Distance Money Need permission 0 20 40 60 80 % of women
  • 37. Poverty as severe basic needs deprivation Poverty as severe entitlements deprivation
  • 38. Basic Needs Deprivation  Different sectors have different ways of accessing basic needs.  If poverty is defined as basic needs deprivation, different poverty sectors have different forms of poverty.  Differences in entitlements and differences in deprivations among poverty groups necessitate differentiated solutions.
  • 39. Poverty as Severe Entitlement Failure Leland R. Dela Cruz Director, Development Studies Program
  • 40. Poverty as Severe Entitlement Failure Leland R. Dela Cruz Development Studies Program School of Social Sciences Ateneo de Manila University updated June 12, 2010
  • 41. Other References  National Demographic and Health Survey, 2008  United Nations-Philippines (2002), Rights Based Approach to Development Programming, Training Manual