This document discusses the challenges that financial institutions face in achieving digital compliance. It notes that compliance programs must respond to rapidly evolving technologies, increased regulatory focus on compliance, and addressing cross-border data exchanges. The document then summarizes that Accenture offers capabilities and services to help financial institutions shape their digital compliance efforts, including professionals with regulatory knowledge, tools to assess maturity levels and identify gaps, and support for anticipating and responding to future changes.

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The Road to Digital Compliance
The digital era has revolutionized how financial institutions conduct business,
while exposing them to new and more severe dimensions of risk. In this
evolving landscape, and confronted with pressures from a dynamic regulatory
environment, compliance programs are expected to face important
challenges, including:
Accenture offers an extensive range of capabilities, tools and assets,
as well as a strong track record of helping financial services
institutions prepare for sustainable digital compliance, including:
How Accenture can help
financial institutions
shape their digital compliance
For more information, please visit: www.accenture.com/RegulatoryCompliance
Responding to rapidly
evolving, sophisticated and
complex technologies
Coping with IT’s migration away
from a pure back-office support
function to a technology enabler
Regulators increasing their
focus on compliance
Addressing cross-border
data and information
exchanges
A global Finance and Risk team,
including certified risk
management professionals and
practitioners with global and
jurisdictional regulatory knowledge
A team of professionals and
practitioners with experience in
designing an agile and
responsive digital compliance
target operating model
Assessment of a firm’s current
state vis-à-vis its target state
to identify key gaps
Accenture’s state-of-the-art
capability maturity framework to
help financial institutions assess
the maturity level of their
compliance business processes
Support from Accenture’s network of
professionals and practitioners who
work to anticipate upcoming changes,
so firms are prepared and can respond
with confidence to the future
Access to Accenture’s Digital
Regulation Repository that captures
and stores regulations specific to the
area of Digitization
Change management tools, including
program design and roadmaps that
support prioritization and delivery
and can be customized to a financial
institution’s needs
Aligning business goals to the
digital agenda and strategy
Lack of awareness, familiarity
and training in new
compliance risks affecting
the digital landscape
Accommodating new and
changing requirements
(internal and external)
Lack of integrated
surveillance strategy
Responding to enterprise-wide
inconsistency across
compliance standards
Lack of integrated
business and technology
governance
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