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IT Policy Update
(IT Efficiencies, IT Acquisition Reform & Other)
                   Don Johnson
         Office of the Secretary of Defense
          USD(AT&L) – DASD(C3 & Cyber)
                                                   1
                                                       1
Where To Start – Senior Official for IT
      Inspiring New DoD CIO Role
• DoD CIO Vision

   • Agile and secure information capabilities to
     enhance combat power and decision-making

• Main DoD CIO Thrust Areas

   • Lead the DoD Information Enterprise
       • Improve Enterprise Architecture Effectiveness via
         Consolidate Infrastructure & Networks; Standardize
         IT Platforms; and Deliver DoD Enterprise Cloud

   • Direct and Oversee DoD IT Investments
       • Streamline Processes - Includes Enable Agile IT;
         Strengthen IT Governance; Leverage Strategic Sourcing
         for IT Commodities; and Strengthen the IT Workforce

   • Strengthen Cyber Security across DoD Enterprise
       • Create & maintain strong boundary defenses and
         monitoring on DoD networks
New OSD Landscape, Jan 11, 2012
• Refashioned DoD CIO




                                                  • New DASD Within AT&L



• DoD CIO will retain
   • Primary authority for policy and oversight
     of IT, network defense and network
     operations
   • Statutory responsibilities relating to
     acquisition matters (aka Clinger Cohen
     Act related duties)
   • Principal Staff Assistant (PSA) for
     nuclear, C3 and spectrum
   • Information Assurance and related Cyber
     oversight duties
Innovating in DoD’s IT Landscape
       Each System is Often Part of a Larger “System”


                                          DoD Adaptive
             STRATCOM                 Planning Environment                                    TRANSCOM
                                                 ISPAN
                                                                JFAST
        Force Management
                                JCRM                                             Plan Assessment
                                                                        DRRS

 Joint Staff J3            TSCMIS               JOPES DB                                      OUSD(P&R)
                                                                           IGS
                                                                                  Wargaming
                               RTB
                                                                 JET/RQT
                  Force Flow             ICIS
                                                         ALPS
  OUSD(P)                                        Logistics                                DISA
                                     Requirements Validation/Execution
                      DLA

Most IT Systems Have Their Own Requirements (Islands Upon Themselves)
      Each System Brings Its Own Infrastructure & Technology Stack
        No Single Office to Provide Guidance, Direction & Funding
                                                                                                          4
Need to Govern Differently
      CSIS Study on Acquisition of Net Centric System-of-Systems

Problem: Stove-piped, program-centric and Component-centric
         systems have led to ad hoc activity, lack of flexibility and
         resilience in face of “surprise”

CSIS Study Team: Mr Ken Krieg, Mr Frank Kendall, Harvard, etc.,
Points/Recommendations:
• Need for enterprise-wide governance for delivering warfighting and business
  capabilities is not recognized across DoD (applies equally to MDAP and MAIS)

• Governance is key to successful delivery
     › No organizational construct exists to assess and guide “enterprise”
          performance (like a Board of Directors with authority to make trades)
      ›   Successful delivery of capabilities require that interests at the system/
          component level be re-balanced around the capability-centric view

• Absence of enterprise risk assessment , risk management strategies and
  enterprise metrics/goals (First enterprise milestone in acquisition is “IOC”)

• Iterative involvement of warfighter in all stages of to “Capability-Centric”
      Shift Governance From “Program-Centric” delivery is critical but rarely
Visible and Hidden IT Costs




                  Jan 2012 Defense Business Board
Enterprise Consolidation Savings: 25-50% in Total Annual Expenditures   6
Bigger Picture: Enhancing Enterprise
         Efficiencies (Others Federal Agencies Having Impact)
     2012 Excellence.gov Awards Ceremony, March 13, 2012
• Overcoming Cultural Barriers
    • FAA Federal Notice to Airman System
        • Enterprise capability replaces 50-year old system providing pilots safety of
          flight (in 15 minutes) to an IT system that takes less than 5 seconds

• Overcoming Complexity of Worldwide Mission
    • Department of State’s Enterprise IT Innovation
        • Transformed a paper-based environment across 245 embassies
    • DHS consolidated 32 globally environments into one

• Overcoming Silo-Mindset
    • U.S. Treasury developed IT solution to build its annual budget now used
      by 6 Cabinet agencies and 13 total agencies to build their budgets
    • Coast Guard Business Intelligence
         • Integrated 40 existing data sources to report readiness & capabilities
    • NASA created a single enterprise-level IT cloud across its 10 Centers
    • Minnesota became first U.S. state to enter into enterprise-wide cloud

• Thinking Differently
Need to Innovate & Think Differently
           What Did Former DoD Leaders Say -

   “It is time to think hard about how to institutionalize the procurement
    of capabilities to get them fielded quickly – the issue becomes how
          we can build innovative thinking and flexibility into the rigid
                             procurement system”

• Adaptive Ecosystem
    • Processes responsive to dynamic operational
      and technology environment
• Responsive Solutions

    • User-centered domain expertise
    • Leverage the latest solutions available commercially and
      products not hard-wired at predetermined needs unable to evolve
• Speed
    • He who learns fastest ends up making progress and wins
    • Speed the process…          … Gen Petraeus
 “The [defense] budget has basically doubled in the last decade. And my
own experience here is that in doubling, we’ve lost our ability to prioritize,
to make hard decisions, to do tough analysis, to make trades.”
                                                                                 8
Thinking Differently in IT Acquisition
    Inside the Pentagon, March 2012

Deputy Chief Management Officer Beth McGrath said the revision to
the 5000.02 instruction that would overhaul the DoD procurement
process awaits the signature of acting USD (AT&L) Frank Kendall to
start coordination.

DoD calls for an agile application process that deploys capabilities
every 12 to 18 months to a number of business and non-business
systems, said McGrath and DoD CIO Teri Takai in separate
interviews.

Congressional sources said that DoD has deviated from several
steps laid out in the section 804 report's implementation schedule
and Congress is still waiting to see the details of how DoD will
achieve the plan.



                                                                       9
IT Legislative Landscape
                                            -2010 Section 804: New IT acquisition process
                                            -2010 Section 933: New Cyber process & tools

                                         -2009 WARSA: ICE for certain MAIS when AT&L is MDA
                                        -2009 Section 841: Replace IOC with FDD
                                        -2009 Section 817: MAIS and MDAP mutually exclusive

                             -2008 Section 812: Pre-MAIS reporting, funds first obligated
                             -2008 10 USC 2222: Obligation of funds restrictions annual IRB

                      -2007 Section 816: Codify MAIS, SAR-like and NM-like reporting
                      -2007 Section 811: Time certain development for MAIS
            -2006 Section 806: Notify Congress of MAIS cancelation or significant change

    -1996 Clinger Cohen Act: DoD given acquisition authority to independently procure IT

 - 1988 Warner Amendment: DoD to procure IT provided it was an integral part of a weapon
- 1965 Brooks Act: Provided GSA exclusive IT acquisition authority across the Government
2010 National Defense Authorization Act
IMPLEMENTATION OF NEW ACQUISITION
     PROCESS FOR INFORMATION
       TECHNOLOGY SYSTEMS
• NEW ACQUISITION PROCESS
  REQUIRED —The Secretary of Defense
  shall develop and implement a new
  acquisition process for information
  technology systems
  • “… Be based on the recommendations in
    Chapter 6 of the March 2009 report of the DSB
    Task Force on DoD and Procedures for the
    Acquisition of Information Technology
  • New designed to include—

         (A) early and continual involvement
          of the user;
         (B) multiple, rapidly executed increments
         or releases of capability;
         (C) early, successive prototyping to
         support an evolutionary approach;
         (D) a modular, open-systems approach
Achieving the Vision of the
    March 2009 Defense Science Board
      DSB Report on Policies and Procedures for Acquisition of IT

  Today (Static/Time Unconstrained)         Future (Dynamic/Time Boxed)




    91 months                                  18-36 months

“The primary conclusion of the task force is that the conventional DOD
acquisition process is too long and too cumbersome
to fit the needs of the many IT systems that require continuous changes and
upgrades. Thus the task force believes that there is a need
for a unique acquisition system for information technology.”

March 2009 Defense Science Board Task Force Report
Acquisition Model
                    Chapter 6 of March 2009 DSB Report
                                                                    Milestone Build
                                                                    Decision

                                                                                              RELEASE 1
                                                                             CDD
                                               Architectural Development              Development & Demonstration
      ICD      Business Case Analysis          and Risk Reduction                                                                                   Fielding
               and Development
                                           Prototypes                            Iteration1    Iteration 2      Iteration “N”
                          Coordinated DOD stakeholder involvement                          Integrated DT / OT
                                       Up to 2 years                                         6 to 18 months


                                                                                                                   Development & Demonstration
                                                                               RELEASE 2       Prototypes                                                      Fielding
                                                                                                                Iteration 1   Iteration 2   Iteration 3




            ICD Initial Capability Document
            CDD Capabilities Development Document                                                               Prototypes
                                                                                                                                                   Development & Demonstration
                                                                                                                                                                                         Fielding
                                                                                          RELEASE “N”                                          Iteration 1   Iteration 2   Iteration 3

                 Decision Point



odel: Continuous Technology/Requirements Development & Maturation
  •   Impact to Core DoD Processes
       –       Requirements: From: fix set of requirements; To: evolving requirements & user role throughout
       –       Delivery: From: static waterfall model; To: Agile model with user feedback driving priorities
       –       Governance: From: Driven by Milestones & breaches ; To: More frequent review- delivery focused
       –       Functional Areas: From: rigor tied to documentation for single milestone;
                   1 Year Study – rigor tied to demonstrated risk and deliveryJohn Stenbit,
                                  To: Dr Kaminski, Noel Longuemare, of capabilities                          13
                   Pricilla Guthrie, Industry, Academia, Former DARPA Director
DSB Recommended Scope of Change

                                               IT Use by DOD


     IT to Support a National                     IT to Support an                    IT to Provide a
         Security System                         Operational Process               Shared Infrastructure

              “Classic”
                NSS
                                                  War       Business           Data        Common           Comm
                          Legacy     Cyber      Fighting               Middle/
         New NSS                                            Process
                           NSS        NSS       Process                 ware Process       Networks        Satellites
                           Improve                    Improve                    Provide Shared,
                                                                             Trustworthy, Ubiquitous,
Intent                     Weapon                    Operational
                                                      Process                 High Performance, Low
                            System
                                                                               Cost IT Infrastructure

Customer                   Force                      Process                     Infrastructure
                          Provider                     Owner                         Provider
              DOD                                                                                       DOD
Realization   Milestone                                                                                 Milestone
                                             New IT Acquisition Process
Process       Process                                                                                   Process
The Call For Change
March DSB Consistently Supported By Others
                     Acquisition
             • Long acquisition cycle-times
         • Successive layers … built over years
              • Limited flexibility and agility

                     Requirements
      • Understanding and prioritizing requirements
        • Ineffective role and comm in acquisitions

                   Test/Evaluation
       • Testing is integrated too late and serially
               • Lack of automated testing

               Funding & Governance
         • Program-centric, not capability-centric
              • Overlapping decision layers
              (e.g., multiple review processes)
            • Lack of customer-driven metrics
       • Funding inflexibility & negative incentives
National Academies Study
             Achieving Effective Acquisition of IT in the DoD, Dec 2009

         DoD Should Implement Agile -- Prioritization of
         Capabilities Throughout and Time-box Iterations
         Within Each Capability Increment
                                                                                 Integrated T&E / Voice of the End User

Requirements Analysis,                                       Requirements Analysis,                                            Requirements Analysis,
Re-prioritization &                                          Re-prioritization &                                               Re-prioritization &
Planning                                                     Planning                                                          Planning


      Architecture                                   Verification &       Architecture                                   Verification &
      Refinement                                     Validation           Refinement                                     Validation



                Test Cases                      Testing                               Test Cases                     Testing



                         Design           Integration                                      Design              Integration



                             Implementation                                                         Implementation

                            4 to 8 Week Iterations




                            2 Year Study – Lt Gen Campbell, Dawn Meyerriecks,
                            Microsoft, Google, Carnegie Mellon, Cohen Group
                                                                                                                                               16
What is an Agile Model

                                                                     Robust Operational Value
                                                               Iteration n




                                                                                                     Operational Value
Step Development with
 Mission Infrastructure                                              Initial Demonstrated
          As The Base                                                Operational Value
                                           Iteration 2


                                   Iteration 1

                          Iteration 0




    Mission Apps                         Mission Apps                            Mission Apps


    Mission Infrastructure              Mission Infrastructure                   Mission Infrastructure

    IT Infrastructure                   IT Infrastructure                        IT Infrastructure

                           Demonstrated Operational Value Constantly Increases with each Iteration



                                                                                                                         17
Comparison DSB Model to DoD 5000
         Why continued modifications will not work
      Agile (AAM*)                        Waterfall (5000.2)

                 1


                          3
                     2
Incremental                                                                         Integration &
 & Iterative                                                                         “Big Bang”
  Delivery                                                                             Delivery

      Presentation / User Interface                                      Presentation / User Interface

                                                   User

      Business Logic / Services                                           Business Logic / Services
                  Integration
                 Integration
                 Integration




      Database / Integration         Development                          Database / Integration
                                        Team
                                                                  Development
                                                                     Team

2-Oct          30-Oct       30 Nov        30-Dec                 2-Oct                     91 Months
     Iteration     Iteration     Iteration
                                                                                              Later
   Data generated and used to calibrate the plan

                  Significantly Changes Workforce Dynamics
 * AAM = Acquisition Assurance Method, an ICH process standard
Analysis &
             Modelling   Prototype   Development
Design
Test and Evaluation Paradigm Shift
       From Sequential to Agile Test/Evaluation


                        Combined DT/OT/Interop/Security

                                          CT&E

                            RELEASE 1

                  Development and Demonstration


                  Iteration 1   CT&E
                                   Iteration 2   CT&E
                                                    Iteration 3   CT&E


•   Establish a single entity accountable for rapid Test/Evaluation
•   Focus Capability T&E on the prioritized requirements of each
    iteration (vs. release)
•   Significant amount (100% is the goal) of test automation
•   Treat Capability T&E as a shared resource
      – Accomplish DT/OT/Iop/Security objectives
      – One team, one time, one set of conditions, one report
•   Field deployable capability…start small; scale rapidly
New Requirements Process
             JCIDS “IT Box” and Increased Combatant Command/User Role

                                         • Delegation of JROC responsibilities
                                         • Increased Combatant/User role throughout
                                         • Creation of “Functional Manager”
                                              •   Charged with requirements accountability
                                              •   Secretariat to delegated-JROC board
                                              •   Responsible for maturing & prioritizing Req’ts
                                              •   Serves as the regular, high-frequency,
                                                  interaction with acquisition


• Scenario Based Requirements
  • User Story (include Req’ts and
      Features) and Story Stack
      An active, living scope of work that
      stakeholders use to drive the project
  •   Annual Capability Roadmaps
  •   Annual Expectation Management
      Agreements
  •   Domain understanding via
      enhanced use of prototyping &
      modeling (activity diagrams,
      process models, spike solutions,
      etc)
Early Adopters: Organization-Wide Changes
          Within The Intelligence Community

Problem: The Intelligence Community faces nimble adversaries who can take full advantage of the
  speed of IT innovation from commercial industry where the “end state” is not known and thus requires
  continual modernization consistent with the pace of technology


Solution: Based upon these guiding principles, an IC Agency implemented the following acquisition
 process:

    •   Major modernizations projects are broken into increments
    •   Increments typically have 18-30 month duration
    •   Increments are subdivided into “spins” lasting typically 90-120 days or shorter
    •   Initial Operational Capability (IOC) achieved within each increment
    •   Customers prioritizes capabilities within each increment
    •   Use of gates, metrics and processes to create, test and deliver valued capability
    •   Robust risk management and governance process based upon quarterly reviews
              Program Initiation to MS B: 18 months (DoD: 41 months)
                MS B to initial delivery: 9 months (DoD: 47 months)
Integrated Strategic Planning and
               Analysis Network (ISPAN) Increment 2
March 29, 2010 Acquisition Decision Memorandum Signed by Dr Carter
     Purpose:
       Authorizes tailoring of the Increment 2 program to achieve principles of Section 804 (of the 2010
      NDAA) while adhering to DoDD 5000.01

  Guidance:
 • No Milestone A
 • Replaces a "Build Decision" with traditional Milestone B decision
 • Approves program to forgo a Milestone C
 • Tailors the Configuration Steering Board
 • Replaces OIPT with a co-chaired PEO/OIPT quarterly review forum
 • Implements annual Expectation Management Agreement to include the spend plan, schedule, and
      capabilities to be delivered in the next l2-month period
 •    Implements annual Capability Roadmap to define time-phased set of capabilities
 •    Requires milestone doc to be signed within 45 days; if not, report to MDA required
 •    Designates ISPAN Increment 2 a “Capital Program”
                                                                                                           23
Comparison of Projected Deliveries
                        Generic MAIS Timeline*                               Initial
                                Milestone B                                  Operating
     Planning Phase                                Build Phase               Capability

                43                                       48
                                                   Development        MS C
  Analysis of        Economic
 Alternatives        Analysis                          40                  Test
                                                                             5
                                       91 Months
                                                       * DSB Report,2009, Average of 32 MAIS
                                 ISPAN Timeline
                                                        Initial
              Material   Build               Initial    Operating
            Development Decision            Delivery    Capability
              Decision
                          12
                                       13
                                                  9

                                      33
                                                              Numbers represent time in months
This Road Seems Awfully Familiar
Previous attempts to reform IT lacking
  • Brooks Act…..1972
        • Centralized IT acquisition & management
   •   CCA - Clinger Cohen Act….1996
        • Computer Chaos “Billions Wasted Buying Federal IT”
            • “Process of acquiring IT takes significantly longer than tech..”
        • Decentralized IT acquisition & management
   •   DoD Rapid Improvement Team…..2005
   •   Capability Portfolio Management ……2008
       DoD Directive 7045
Previous attempts at program level
• Agile emphasized on NCTC Railhead Proposal
   • Top IT program to fight terrorism
   • Significant Gov & FFRDC team
   • RFP Required Agile experience/Scrum expertise
• 2010 “Railhead’s $500M Colossal Failure”
  - “Collapse of the Railhead result of poor technical
       planning and design, potential contractor
       mismanagement and inadequate government oversight”                        25
DCMO-led Task Force(s) …. (2+ yrs later)
                                         Portfolio &
                                          Portfolio &
                Funding & Resourcing
                 Funding & Resourcing   Governance
                                         Governance


                                                        Acquisition Process
                                                         Acquisition Process
Architecture
 Architecture




Requirements
 Requirements                                               Contracting
                                                             Contracting




                                                        Test, Evaluation, and
                                                         Test, Evaluation, and
                                                            Certification
                                                              Certification




       UNCLEAR THERE IS ANY REPORT, RESULTS OR CONCLUSION
                 Effort Appears to Quietly Disappear!
                                                                                 26
Where Are We Today ?
       New DoD 5000 With Multiple IT Appendices/Templates

                                     30 Pages of
                                   Detailed Process
                                      No significant change to
                                    architecture, requirements,
                                       funding, portfolio mgt,
                                   governance, contracting and
                                           test/evaluation
                                     (DCMO-Task Force areas)




No Apparent Use of
    Experience
From Early Adopters                            FDD




                                                                  27
FY11 NDAA Section 933

Develop a strategy for the rapid acquisition of tools, apps, and other
capabilities for cyber warfare for USCYBERCOM and other cyber operations
components of military

 Orderly process for determining, approving operational requirements
 Orderly process for determining, approving operational requirements
 Well-defined, repeatable, transparent, and disciplined process for developing
 Well-defined, repeatable, transparent, and disciplined process for developing
 capabilities IAW IT Acquisition process
 capabilities IAW IT Acquisition process
 Allocation of facilities and other resources to thoroughly test capabilities in
 Allocation of facilities and other resources to thoroughly test capabilities in
 development, before deployment and use to validate performance and take into
 development, before deployment and use to validate performance and take into
 account collateral damage
 account collateral damage


                                   Our plan is to first determine the best rapid
                                    Our plan is to first determine the best rapid
                                   acquisition solution for the Department, then vet
                                    acquisition solution for the Department, then vet
                                   through the Department leading to the final report for
                                    through the Department leading to the final report for
                                   congress
                                    congress



                                     Submit report on Cyber
                                     Acquisition Strategy to
                                     Congress
                                                                                             28
Bottom Line Up Front (BLUF)
• Proposed Streamlined Requirements Process and Oversight Level
   • Leverage overarching ICDs for GIG Net Ops, Cyber Defense and Cyber Offense
   • Implement a “IT Box Concept” to support streamlined cyber requirements process
• Acquisition Process Tailored to Product (“What”) and Timelines (“When”)
   • Process A: <30 days – Standard Catalog – COTS/GOTS, IT Services
   • Process B: 1-9 Months – Simple Catalog Mods – Modified COTS/GOTS, SW Dev
• Testing
   • Perform testing as an integrated activity across development – DT/ OT, Interoperability, IA
   • Scale T&E – C&A scope & rigor based on acceptable risk to support acquisition timelines
   • Establish enterprise-level architectures for cyber test infrastructure and resources
• Cyber Governance
   • Establish a Senior Mgt Board to align technical, acquisition, and investment strategies
   • Oversee Development and Implementation of policies to acquire cyber via quarterly reviews
   • Collaborate with cyber governance bodies of requirements, acquisition, and test

• Funding
   • Dedicated funding for cyber required; exploring options


                                                                                                   29
Rapid Cyber Acquisition Roadmap



                                Implementation Plan
   Development
                                      Refinement
                                   Inform / /Update
                                    Inform Update

                                                          Pilots
                  Report to                                                              DoDi on
                  Congress                            -Define Metrics
                                                                                          Cyber
                 Submitted                           -Lessons                                        DAG
                                                                         Acquisition
                  (Provided                           Learned               DTM         Acquisition
SME/
                  Overview)                           -Refinement
Stakeholder                                                               T&E Policy
Input                                                                    (As needed)

                                   Charter & Policy                     JCIDS Updates



              Develop & Validate Use Cases
                                      Stakeholder Engagement

              Working Group Activities
“Change is the law of life. And, those who look only to the
     past or present are certain to miss the future.”


                  In IT Domain
       Doing Nothing is Not an Option
Contact Information




        Mr Don Johnson
   USD(AT&L) DASD (C3 & Cyber)
         (703) 614-5839
      Don.Johnson@osd.mil

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OSD ATL class on Agile Acquisition

  • 1. IT Policy Update (IT Efficiencies, IT Acquisition Reform & Other) Don Johnson Office of the Secretary of Defense USD(AT&L) – DASD(C3 & Cyber) 1 1
  • 2. Where To Start – Senior Official for IT Inspiring New DoD CIO Role • DoD CIO Vision • Agile and secure information capabilities to enhance combat power and decision-making • Main DoD CIO Thrust Areas • Lead the DoD Information Enterprise • Improve Enterprise Architecture Effectiveness via Consolidate Infrastructure & Networks; Standardize IT Platforms; and Deliver DoD Enterprise Cloud • Direct and Oversee DoD IT Investments • Streamline Processes - Includes Enable Agile IT; Strengthen IT Governance; Leverage Strategic Sourcing for IT Commodities; and Strengthen the IT Workforce • Strengthen Cyber Security across DoD Enterprise • Create & maintain strong boundary defenses and monitoring on DoD networks
  • 3. New OSD Landscape, Jan 11, 2012 • Refashioned DoD CIO • New DASD Within AT&L • DoD CIO will retain • Primary authority for policy and oversight of IT, network defense and network operations • Statutory responsibilities relating to acquisition matters (aka Clinger Cohen Act related duties) • Principal Staff Assistant (PSA) for nuclear, C3 and spectrum • Information Assurance and related Cyber oversight duties
  • 4. Innovating in DoD’s IT Landscape Each System is Often Part of a Larger “System” DoD Adaptive STRATCOM Planning Environment TRANSCOM ISPAN JFAST Force Management JCRM Plan Assessment DRRS Joint Staff J3 TSCMIS JOPES DB OUSD(P&R) IGS Wargaming RTB JET/RQT Force Flow ICIS ALPS OUSD(P) Logistics DISA Requirements Validation/Execution DLA Most IT Systems Have Their Own Requirements (Islands Upon Themselves) Each System Brings Its Own Infrastructure & Technology Stack No Single Office to Provide Guidance, Direction & Funding 4
  • 5. Need to Govern Differently CSIS Study on Acquisition of Net Centric System-of-Systems Problem: Stove-piped, program-centric and Component-centric systems have led to ad hoc activity, lack of flexibility and resilience in face of “surprise” CSIS Study Team: Mr Ken Krieg, Mr Frank Kendall, Harvard, etc., Points/Recommendations: • Need for enterprise-wide governance for delivering warfighting and business capabilities is not recognized across DoD (applies equally to MDAP and MAIS) • Governance is key to successful delivery › No organizational construct exists to assess and guide “enterprise” performance (like a Board of Directors with authority to make trades) › Successful delivery of capabilities require that interests at the system/ component level be re-balanced around the capability-centric view • Absence of enterprise risk assessment , risk management strategies and enterprise metrics/goals (First enterprise milestone in acquisition is “IOC”) • Iterative involvement of warfighter in all stages of to “Capability-Centric” Shift Governance From “Program-Centric” delivery is critical but rarely
  • 6. Visible and Hidden IT Costs Jan 2012 Defense Business Board Enterprise Consolidation Savings: 25-50% in Total Annual Expenditures 6
  • 7. Bigger Picture: Enhancing Enterprise Efficiencies (Others Federal Agencies Having Impact) 2012 Excellence.gov Awards Ceremony, March 13, 2012 • Overcoming Cultural Barriers • FAA Federal Notice to Airman System • Enterprise capability replaces 50-year old system providing pilots safety of flight (in 15 minutes) to an IT system that takes less than 5 seconds • Overcoming Complexity of Worldwide Mission • Department of State’s Enterprise IT Innovation • Transformed a paper-based environment across 245 embassies • DHS consolidated 32 globally environments into one • Overcoming Silo-Mindset • U.S. Treasury developed IT solution to build its annual budget now used by 6 Cabinet agencies and 13 total agencies to build their budgets • Coast Guard Business Intelligence • Integrated 40 existing data sources to report readiness & capabilities • NASA created a single enterprise-level IT cloud across its 10 Centers • Minnesota became first U.S. state to enter into enterprise-wide cloud • Thinking Differently
  • 8. Need to Innovate & Think Differently What Did Former DoD Leaders Say - “It is time to think hard about how to institutionalize the procurement of capabilities to get them fielded quickly – the issue becomes how we can build innovative thinking and flexibility into the rigid procurement system” • Adaptive Ecosystem • Processes responsive to dynamic operational and technology environment • Responsive Solutions • User-centered domain expertise • Leverage the latest solutions available commercially and products not hard-wired at predetermined needs unable to evolve • Speed • He who learns fastest ends up making progress and wins • Speed the process… … Gen Petraeus “The [defense] budget has basically doubled in the last decade. And my own experience here is that in doubling, we’ve lost our ability to prioritize, to make hard decisions, to do tough analysis, to make trades.” 8
  • 9. Thinking Differently in IT Acquisition Inside the Pentagon, March 2012 Deputy Chief Management Officer Beth McGrath said the revision to the 5000.02 instruction that would overhaul the DoD procurement process awaits the signature of acting USD (AT&L) Frank Kendall to start coordination. DoD calls for an agile application process that deploys capabilities every 12 to 18 months to a number of business and non-business systems, said McGrath and DoD CIO Teri Takai in separate interviews. Congressional sources said that DoD has deviated from several steps laid out in the section 804 report's implementation schedule and Congress is still waiting to see the details of how DoD will achieve the plan. 9
  • 10. IT Legislative Landscape -2010 Section 804: New IT acquisition process -2010 Section 933: New Cyber process & tools -2009 WARSA: ICE for certain MAIS when AT&L is MDA -2009 Section 841: Replace IOC with FDD -2009 Section 817: MAIS and MDAP mutually exclusive -2008 Section 812: Pre-MAIS reporting, funds first obligated -2008 10 USC 2222: Obligation of funds restrictions annual IRB -2007 Section 816: Codify MAIS, SAR-like and NM-like reporting -2007 Section 811: Time certain development for MAIS -2006 Section 806: Notify Congress of MAIS cancelation or significant change -1996 Clinger Cohen Act: DoD given acquisition authority to independently procure IT - 1988 Warner Amendment: DoD to procure IT provided it was an integral part of a weapon - 1965 Brooks Act: Provided GSA exclusive IT acquisition authority across the Government
  • 11. 2010 National Defense Authorization Act IMPLEMENTATION OF NEW ACQUISITION PROCESS FOR INFORMATION TECHNOLOGY SYSTEMS • NEW ACQUISITION PROCESS REQUIRED —The Secretary of Defense shall develop and implement a new acquisition process for information technology systems • “… Be based on the recommendations in Chapter 6 of the March 2009 report of the DSB Task Force on DoD and Procedures for the Acquisition of Information Technology • New designed to include— (A) early and continual involvement of the user; (B) multiple, rapidly executed increments or releases of capability; (C) early, successive prototyping to support an evolutionary approach; (D) a modular, open-systems approach
  • 12. Achieving the Vision of the March 2009 Defense Science Board DSB Report on Policies and Procedures for Acquisition of IT Today (Static/Time Unconstrained) Future (Dynamic/Time Boxed) 91 months 18-36 months “The primary conclusion of the task force is that the conventional DOD acquisition process is too long and too cumbersome to fit the needs of the many IT systems that require continuous changes and upgrades. Thus the task force believes that there is a need for a unique acquisition system for information technology.” March 2009 Defense Science Board Task Force Report
  • 13. Acquisition Model Chapter 6 of March 2009 DSB Report Milestone Build Decision RELEASE 1 CDD Architectural Development Development & Demonstration ICD Business Case Analysis and Risk Reduction Fielding and Development Prototypes Iteration1 Iteration 2 Iteration “N” Coordinated DOD stakeholder involvement Integrated DT / OT Up to 2 years 6 to 18 months Development & Demonstration RELEASE 2 Prototypes Fielding Iteration 1 Iteration 2 Iteration 3 ICD Initial Capability Document CDD Capabilities Development Document Prototypes Development & Demonstration Fielding RELEASE “N” Iteration 1 Iteration 2 Iteration 3 Decision Point odel: Continuous Technology/Requirements Development & Maturation • Impact to Core DoD Processes – Requirements: From: fix set of requirements; To: evolving requirements & user role throughout – Delivery: From: static waterfall model; To: Agile model with user feedback driving priorities – Governance: From: Driven by Milestones & breaches ; To: More frequent review- delivery focused – Functional Areas: From: rigor tied to documentation for single milestone; 1 Year Study – rigor tied to demonstrated risk and deliveryJohn Stenbit, To: Dr Kaminski, Noel Longuemare, of capabilities 13 Pricilla Guthrie, Industry, Academia, Former DARPA Director
  • 14. DSB Recommended Scope of Change IT Use by DOD IT to Support a National IT to Support an IT to Provide a Security System Operational Process Shared Infrastructure “Classic” NSS War Business Data Common Comm Legacy Cyber Fighting Middle/ New NSS Process NSS NSS Process ware Process Networks Satellites Improve Improve Provide Shared, Trustworthy, Ubiquitous, Intent Weapon Operational Process High Performance, Low System Cost IT Infrastructure Customer Force Process Infrastructure Provider Owner Provider DOD DOD Realization Milestone Milestone New IT Acquisition Process Process Process Process
  • 15. The Call For Change March DSB Consistently Supported By Others Acquisition • Long acquisition cycle-times • Successive layers … built over years • Limited flexibility and agility Requirements • Understanding and prioritizing requirements • Ineffective role and comm in acquisitions Test/Evaluation • Testing is integrated too late and serially • Lack of automated testing Funding & Governance • Program-centric, not capability-centric • Overlapping decision layers (e.g., multiple review processes) • Lack of customer-driven metrics • Funding inflexibility & negative incentives
  • 16. National Academies Study Achieving Effective Acquisition of IT in the DoD, Dec 2009 DoD Should Implement Agile -- Prioritization of Capabilities Throughout and Time-box Iterations Within Each Capability Increment Integrated T&E / Voice of the End User Requirements Analysis, Requirements Analysis, Requirements Analysis, Re-prioritization & Re-prioritization & Re-prioritization & Planning Planning Planning Architecture Verification & Architecture Verification & Refinement Validation Refinement Validation Test Cases Testing Test Cases Testing Design Integration Design Integration Implementation Implementation 4 to 8 Week Iterations 2 Year Study – Lt Gen Campbell, Dawn Meyerriecks, Microsoft, Google, Carnegie Mellon, Cohen Group 16
  • 17. What is an Agile Model Robust Operational Value Iteration n Operational Value Step Development with Mission Infrastructure Initial Demonstrated As The Base Operational Value Iteration 2 Iteration 1 Iteration 0 Mission Apps Mission Apps Mission Apps Mission Infrastructure Mission Infrastructure Mission Infrastructure IT Infrastructure IT Infrastructure IT Infrastructure Demonstrated Operational Value Constantly Increases with each Iteration 17
  • 18. Comparison DSB Model to DoD 5000 Why continued modifications will not work Agile (AAM*) Waterfall (5000.2) 1 3 2 Incremental Integration & & Iterative “Big Bang” Delivery Delivery Presentation / User Interface Presentation / User Interface User Business Logic / Services Business Logic / Services Integration Integration Integration Database / Integration Development Database / Integration Team Development Team 2-Oct 30-Oct 30 Nov 30-Dec 2-Oct 91 Months Iteration Iteration Iteration Later Data generated and used to calibrate the plan Significantly Changes Workforce Dynamics * AAM = Acquisition Assurance Method, an ICH process standard
  • 19. Analysis & Modelling Prototype Development Design
  • 20. Test and Evaluation Paradigm Shift From Sequential to Agile Test/Evaluation Combined DT/OT/Interop/Security CT&E RELEASE 1 Development and Demonstration Iteration 1 CT&E Iteration 2 CT&E Iteration 3 CT&E • Establish a single entity accountable for rapid Test/Evaluation • Focus Capability T&E on the prioritized requirements of each iteration (vs. release) • Significant amount (100% is the goal) of test automation • Treat Capability T&E as a shared resource – Accomplish DT/OT/Iop/Security objectives – One team, one time, one set of conditions, one report • Field deployable capability…start small; scale rapidly
  • 21. New Requirements Process JCIDS “IT Box” and Increased Combatant Command/User Role • Delegation of JROC responsibilities • Increased Combatant/User role throughout • Creation of “Functional Manager” • Charged with requirements accountability • Secretariat to delegated-JROC board • Responsible for maturing & prioritizing Req’ts • Serves as the regular, high-frequency, interaction with acquisition • Scenario Based Requirements • User Story (include Req’ts and Features) and Story Stack An active, living scope of work that stakeholders use to drive the project • Annual Capability Roadmaps • Annual Expectation Management Agreements • Domain understanding via enhanced use of prototyping & modeling (activity diagrams, process models, spike solutions, etc)
  • 22. Early Adopters: Organization-Wide Changes Within The Intelligence Community Problem: The Intelligence Community faces nimble adversaries who can take full advantage of the speed of IT innovation from commercial industry where the “end state” is not known and thus requires continual modernization consistent with the pace of technology Solution: Based upon these guiding principles, an IC Agency implemented the following acquisition process: • Major modernizations projects are broken into increments • Increments typically have 18-30 month duration • Increments are subdivided into “spins” lasting typically 90-120 days or shorter • Initial Operational Capability (IOC) achieved within each increment • Customers prioritizes capabilities within each increment • Use of gates, metrics and processes to create, test and deliver valued capability • Robust risk management and governance process based upon quarterly reviews Program Initiation to MS B: 18 months (DoD: 41 months) MS B to initial delivery: 9 months (DoD: 47 months)
  • 23. Integrated Strategic Planning and Analysis Network (ISPAN) Increment 2 March 29, 2010 Acquisition Decision Memorandum Signed by Dr Carter Purpose: Authorizes tailoring of the Increment 2 program to achieve principles of Section 804 (of the 2010 NDAA) while adhering to DoDD 5000.01 Guidance: • No Milestone A • Replaces a "Build Decision" with traditional Milestone B decision • Approves program to forgo a Milestone C • Tailors the Configuration Steering Board • Replaces OIPT with a co-chaired PEO/OIPT quarterly review forum • Implements annual Expectation Management Agreement to include the spend plan, schedule, and capabilities to be delivered in the next l2-month period • Implements annual Capability Roadmap to define time-phased set of capabilities • Requires milestone doc to be signed within 45 days; if not, report to MDA required • Designates ISPAN Increment 2 a “Capital Program” 23
  • 24. Comparison of Projected Deliveries Generic MAIS Timeline* Initial Milestone B Operating Planning Phase Build Phase Capability 43 48 Development MS C Analysis of Economic Alternatives Analysis 40 Test 5 91 Months * DSB Report,2009, Average of 32 MAIS ISPAN Timeline Initial Material Build Initial Operating Development Decision Delivery Capability Decision 12 13 9 33 Numbers represent time in months
  • 25. This Road Seems Awfully Familiar Previous attempts to reform IT lacking • Brooks Act…..1972 • Centralized IT acquisition & management • CCA - Clinger Cohen Act….1996 • Computer Chaos “Billions Wasted Buying Federal IT” • “Process of acquiring IT takes significantly longer than tech..” • Decentralized IT acquisition & management • DoD Rapid Improvement Team…..2005 • Capability Portfolio Management ……2008 DoD Directive 7045 Previous attempts at program level • Agile emphasized on NCTC Railhead Proposal • Top IT program to fight terrorism • Significant Gov & FFRDC team • RFP Required Agile experience/Scrum expertise • 2010 “Railhead’s $500M Colossal Failure” - “Collapse of the Railhead result of poor technical planning and design, potential contractor mismanagement and inadequate government oversight” 25
  • 26. DCMO-led Task Force(s) …. (2+ yrs later) Portfolio & Portfolio & Funding & Resourcing Funding & Resourcing Governance Governance Acquisition Process Acquisition Process Architecture Architecture Requirements Requirements Contracting Contracting Test, Evaluation, and Test, Evaluation, and Certification Certification UNCLEAR THERE IS ANY REPORT, RESULTS OR CONCLUSION Effort Appears to Quietly Disappear! 26
  • 27. Where Are We Today ? New DoD 5000 With Multiple IT Appendices/Templates 30 Pages of Detailed Process No significant change to architecture, requirements, funding, portfolio mgt, governance, contracting and test/evaluation (DCMO-Task Force areas) No Apparent Use of Experience From Early Adopters FDD 27
  • 28. FY11 NDAA Section 933 Develop a strategy for the rapid acquisition of tools, apps, and other capabilities for cyber warfare for USCYBERCOM and other cyber operations components of military Orderly process for determining, approving operational requirements Orderly process for determining, approving operational requirements Well-defined, repeatable, transparent, and disciplined process for developing Well-defined, repeatable, transparent, and disciplined process for developing capabilities IAW IT Acquisition process capabilities IAW IT Acquisition process Allocation of facilities and other resources to thoroughly test capabilities in Allocation of facilities and other resources to thoroughly test capabilities in development, before deployment and use to validate performance and take into development, before deployment and use to validate performance and take into account collateral damage account collateral damage Our plan is to first determine the best rapid Our plan is to first determine the best rapid acquisition solution for the Department, then vet acquisition solution for the Department, then vet through the Department leading to the final report for through the Department leading to the final report for congress congress Submit report on Cyber Acquisition Strategy to Congress 28
  • 29. Bottom Line Up Front (BLUF) • Proposed Streamlined Requirements Process and Oversight Level • Leverage overarching ICDs for GIG Net Ops, Cyber Defense and Cyber Offense • Implement a “IT Box Concept” to support streamlined cyber requirements process • Acquisition Process Tailored to Product (“What”) and Timelines (“When”) • Process A: <30 days – Standard Catalog – COTS/GOTS, IT Services • Process B: 1-9 Months – Simple Catalog Mods – Modified COTS/GOTS, SW Dev • Testing • Perform testing as an integrated activity across development – DT/ OT, Interoperability, IA • Scale T&E – C&A scope & rigor based on acceptable risk to support acquisition timelines • Establish enterprise-level architectures for cyber test infrastructure and resources • Cyber Governance • Establish a Senior Mgt Board to align technical, acquisition, and investment strategies • Oversee Development and Implementation of policies to acquire cyber via quarterly reviews • Collaborate with cyber governance bodies of requirements, acquisition, and test • Funding • Dedicated funding for cyber required; exploring options 29
  • 30. Rapid Cyber Acquisition Roadmap Implementation Plan Development Refinement Inform / /Update Inform Update Pilots Report to DoDi on Congress -Define Metrics Cyber Submitted -Lessons DAG Acquisition (Provided Learned DTM Acquisition SME/ Overview) -Refinement Stakeholder T&E Policy Input (As needed) Charter & Policy JCIDS Updates Develop & Validate Use Cases Stakeholder Engagement Working Group Activities
  • 31. “Change is the law of life. And, those who look only to the past or present are certain to miss the future.” In IT Domain Doing Nothing is Not an Option
  • 32. Contact Information Mr Don Johnson USD(AT&L) DASD (C3 & Cyber) (703) 614-5839 Don.Johnson@osd.mil

Hinweis der Redaktion

  1. FY 11 NDAA Section 933 directed DoD to develop “a strategy to provide for rapid acquisition of tools, applications, and other capabilities for [cyberspace operations]” Evolution Developed a DRAFT Framework and Strategy described in Congressional Report Proposed strategy based on feedback and collaboration with stakeholders in Acquisition, T&amp;E, and Requirements Working Groups Core team worked with Stakeholder organizations to develop Use Cases to ‘walk’ thru proposed processes and assess feasibility Congressional Report (overview) staffed IMP updated as appropriate to incorporate comments/recommendations along the way Where are we now? Congressional Report Submitted (this week) Stakeholder Engagement across ‘lanes’ to refine IMP and discuss/address remaining concerns
  2. THE QUESTION WE NEED TO ASK OURSELVES IS WHETHER OUR PROCESSES CAN SUSTAIN US IN THE FUTURE - DESPITE THESE PROCESSES HAVE SUPPORTED US TO DATE; THE QUESTION IS WHETHER THESE SAME PROCESSES CAN SUPPORT US EFFECTIVELY IN THE NEW “CYBER DOMAIN” -- I WOULD SUGGEST THAT OUR LEADERSHIP ALSO LOOKED AT THIS QUESTION AND HAVE DECIDED FOR THE AREA OF IT ACQUISITION; OUR EXISTING PROCESSES NEED TO CHANGE. -- THIS IS SUPPORTED BY DE